Connie M. Walsh-toler

ADIRONDACK RETIREMENT STRATEGIES

Moreau, NY

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CRD#: 7330186

Professional summary

Connie Marie Walsh-toler, who also goes by Connie Casey, Connie Walsh, is a registered financial advisor currently at ADIRONDACK RETIREMENT STRATEGIES located in Moreau, New York.

Connie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Connie has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Connie Casey | Connie Walsh

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Connie Walsh-Toler is currently employed as a Substitute Teacher through WSWHE BOCES at various school districts. The hours devoted to this activity vary, but can account for up to 50% of Connie's time during trading hours. Connie Walsh-Toler is currently employed as an Adjunct Professor at Schenectady County Community College. This activity accounts for approximately 25% of Connie's time during trading hours for a three week period during the summer months. Connie Walsh-Toler is currently dually registered as an investment adviser representative of J Mandwelle Capital Management. Connie Walsh-Toler will maintain such registration in order to easily transition advisory clients from J Mandwelle Capital Management to ARS; thereafter she no longer intends to maintain such affiliation. Connie Walsh-Toler endeavors at all times to put the interest of their Clients first as part of their firm's fiduciary duty.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Connie Marie Walsh-toler's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 5, 2021 - Present

ADIRONDACK RETIREMENT STRATEGIES

RIA

CRD#: 312508

Moreau, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(3/5/2021)

IAR

South Carolina
(8/3/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/19/2017

Uniform Investment Adviser Law Examination

Current Firm

ADIRONDACK RETIREMENT STRATEGIES

ADIRONDACK RETIREMENT STRATEGIES | ADIRONDACK RETIREMENT STRATEGIES LLC

CRD#: 312508 / SEC#:

New York

Registered Investment Advisory firm - (3/5/2021 Approved)

South Carolina

Registered Investment Advisory firm - (8/3/2022 Approved)

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Contact information

Main Address

Moreau, NY

Mailing Address

Phone number

(518) 430-5709

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	98
AUM (Assets Under Management)	$ 14,141,501

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

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Connie M. Walsh-toler

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Connie Marie Walsh-toler's CRS (Customer Relationship Summary).

Certified licenses

Experience

ADIRONDACK RETIREMENT STRATEGIES

State Registrations and Notice Filings

Exams

Series 65

Date: 7/19/2017

Current Firm

ADIRONDACK RETIREMENT STRATEGIES

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ADIRONDACK RETIREMENT STRATEGIES

TRUST BUT VERIFY

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