Brian P. Baptist
Professional summary
Brian Peter Baptist is a registered financial professional currently at OLD MISSION MARKETS LLC located in New York, New York.
Brian is registered as a RR (Registered Representative) and started their career in finance in 2021. Brian has worked at 2 firms and has passed the Series 63, Series 57TO, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Brian Peter Baptist's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 4, 2025 - Present
OLD MISSION MARKETS LLC
Office #1: 120 Broadway 11th Floor, New York, NY 10271March 22, 2021 - July 25, 2025
BLOOMBERG TRADEBOOK LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 9/11/2025
Securities Trader ExamSeries 7TO
Date: 3/22/2021
General Securities Representative ExaminationCboe EDGA Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Current Firm
OLD MISSION MARKETS LLC
CRD#: 281867 / SEC#: , 8-69691
Contact information
FINRA licenses (3 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| OLD MISSION FINANCIAL SERVICES LLC | OWNER | |
| GASTON, STEVEN JOHN | CHIEF COMPLIANCE OFFICER | 3094187 |
| GUZOWSKI, JOSEF MICHAEL | MANAGER, CEO | 2989719 |
| KEITH, ALLEN THOMAS | FINOP | 4457493 |
| MARQUEZ AVITIA, ERICA NMN | CHIEF OPERATING OFFICER | 5074353 |
| NICHOLS, PATRICK JAMES | MANAGER | 4757503 |
| RUSSINA, BRYAN SCOTT | MANAGER | 5031844 |
Red Flags
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