Cody J. Lott
Professional summary
Cody James Lott is a registered financial advisor currently at BANKERS LIFE ADVISORY SERVICES, INC. located in Pittsburgh, Pennsylvania and BANKERS LIFE SECURITIES, INC. located in Pittsburgh, Pennsylvania.
Cody is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2021. Cody has worked at 2 firms and has passed the Series 65, Series 63, Series 7TO, Series 6TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Cody James Lott's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 5, 2021 - Present
BANKERS LIFE ADVISORY SERVICES, INC.
Office #1: 500 Penn Center Blvd, Ste 300, Pittsburgh, PA 15235June 15, 2021 - Present
BANKERS LIFE SECURITIES, INC.
Office #1: 500 Penn Center Blvd Ste 300, Pittsburgh, PA 15235Primary Firm SEC Registration
BANKERS LIFE ADVISORY SERVICES, INC.
CRD#: 281285 / SEC#: 801-106953
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/15/2025)
(7/15/2021)
(10/5/2021)
(10/29/2025)
Exams
Series 7TO
Date: 7/18/2022
General Securities Representative ExaminationSeries 6TO
Date: 6/15/2021
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
BANKERS LIFE ADVISORY SERVICES, INC.
CRD#: 281285 / SEC#: 801-106953
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 14,938 |
| AUM (Assets Under Management) | $ 1,943,847,697 |
Red Flags
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