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Nicholas J. Beglane

RALEIGH CAPITAL MANAGEMENT
CARY, NC 27511
Some features on this profile are disabled
CRD#: 7328997
NB

Professional summary

Nicholas J Beglane, who also goes by Nicholas Joseph Beglane, Nick Beglane, is a registered financial advisor currently at RALEIGH CAPITAL MANAGEMENT INC. located in Cary, North Carolina.

Nicholas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Nicholas has worked at 5 firms and has passed the Series 66, Series 63, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Nicholas Joseph Beglane | Nick Beglane

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicholas J Beglane's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 8, 2026 - Present

RALEIGH CAPITAL MANAGEMENT INC.

Office #1: 117 Edinburgh South Drive Suite 110, Cary, NC 27511
RIA
CRD#: 149538
CARY, NC
Past

March 31, 2025 - October 3, 2025

STRATEGIC ADVISERS LLC

RIA
CRD#: 104555
DURHAM, NC
Past

March 21, 2022 - March 31, 2025

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA
CRD#: 288590
DURHAM, NC
Past

February 9, 2022 - October 3, 2025

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
DURHAM, NC
Past

March 26, 2021 - February 1, 2022

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627
WOODBURY, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RC
RALEIGH CAPITAL MANAGEMENT INC.
RALEIGH CAPITAL MANAGEMENT INC. | TRUWEALTH CAPITAL MANAGEMENT, INC. | RALEIGH CAPITAL MANAGEMENT, INC.

CRD#: 149538 / SEC#: 801-121781

RIA
Registered Investment Advisory firm - (7/16/2021 Approved)
North Carolina
Registered Investment Advisory firm - (8/17/2021 Terminated)
Texas
Registered Investment Advisory firm - (8/13/2021 Terminated)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
North Carolina
(1/8/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 3/15/2022
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 10/28/2021
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 3/26/2021
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 11/3/2020
Securities Industry Essentials Examination

Current Firm

RC
RALEIGH CAPITAL MANAGEMENT INC.
RALEIGH CAPITAL MANAGEMENT INC. | TRUWEALTH CAPITAL MANAGEMENT, INC. | RALEIGH CAPITAL MANAGEMENT, INC.

CRD#: 149538 / SEC#: 801-121781

RIA
Registered Investment Advisory firm - (7/16/2021 Approved)
North Carolina
Registered Investment Advisory firm - (8/17/2021 Terminated)
Texas
Registered Investment Advisory firm - (8/13/2021 Terminated)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
117 Edinburgh South Drive Suite 110, Cary, NC 27511
Mailing Address
Phone number
(919) 852-1215
Established
Firm type
Fiscal year end
# of Employees
20

SEC notice filing (11 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV PART 2A FEBRUARY 2026 (2/20/2026)

Regulatory assets under management

Total Number of Accounts2,293
AUM (Assets Under Management)$ 397,774,895

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

RALEIGH CAPITAL MANAGEMENT INC.

CRD#: 149538Cary, NC 27511

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