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MT

Michael Tuller

BRYAN GARNIER SECURITIES
New York, NY 10022
Some features on this profile are disabled
CRD#: 7328798
MT

Professional summary

Michael Tuller is a registered financial professional currently at BRYAN GARNIER SECURITIES, LLC located in New York, New York.

Michael is registered as a RR (Registered Representative) and started their career in finance in 2021. Michael has worked at 3 firms and has passed the Series 63, Series 79TO, Series 7TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Tuller's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 13, 2023 - Present

BRYAN GARNIER SECURITIES, LLC

Office #1: 750 Lexington Avenue 16th Floor, New York, NY 10022
BD
CRD#: 152528
New York, NY
Past

January 12, 2022 - June 30, 2023

GROUPARGENT SECURITIES, LLC

BD
CRD#: 136159
NEW YORK, NY
Past

February 22, 2021 - February 25, 2021

SPARTAN CAPITAL SECURITIES, LLC

BD
CRD#: 146251
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 4/23/2022
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 4/2/2022
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 7TO
Date: 2/22/2021
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 2/1/2021
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

BG
BRYAN GARNIER SECURITIES, LLC
BRYAN GARNIER SECURITIES, LLC

CRD#: 152528 / SEC#: , 8-68463

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
750 Lexington Avenue 16th Floor, New York, NY 10022
Mailing Address
750 Lexington Avenue 16th Floor, New York, NY 10022
Phone number
(212) 337-7000
Established
New York since 10/05/2009
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
STIFEL EUROPE LIMITED (FKA BRYAN GARNIER & CO LIMITED)MEMBER
DHALLUIN, NICOLAS AREGISTERED PRINCIPAL, PRESIDENT/CEO, AND FINRA EXECUTIVE REPRESENTATIVE2293106
SCHRICK, FREDERICK RICHARDFINOP5636488
ZACK, DAVID ERICREGISTERED PRINCIPAL, FINOP, CFO, CCO2356042

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BRYAN GARNIER SECURITIES, LLC

CRD#: 152528New York, NY 10022

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