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CRD#: 152528
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

BRYAN GARNIER SECURITIES, LLC is located at 750 Lexington Avenue 16th Floor, New York, NY 10022 and was first established at New York, New York in 10/05/2009. After operating for 16 years, BRYAN GARNIER SECURITIES, LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of BRYAN GARNIER SECURITIES, LLC’s clients are individuals and 0% of their clients are high net worth individuals. BRYAN GARNIER SECURITIES, LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at BRYAN GARNIER SECURITIES, LLC are registered to handle securities or provide financial advice. The firm has 1 disclosures, 1 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access BRYAN GARNIER SECURITIES, LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at BRYAN GARNIER SECURITIES, LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for BRYAN GARNIER SECURITIES, LLC Comes From

Understanding the Statistics for BRYAN GARNIER SECURITIES, LLC and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
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Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
Regulatory Event
1

FIRM INFORMATION

Main Address
750 Lexington Avenue 16th Floor, New York, NY 10022
Mailing Address
750 Lexington Avenue 16th Floor, New York, NY 10022
Firm Size
Small
Phone Number
(212) 337-7000
Established
New York since 10/05/2009
Firm Type
Limited Liability Company
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS


DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
STIFEL EUROPE LIMITED (FKA BRYAN GARNIER & CO LIMITED)MEMBER
DHALLUIN, NICOLAS AREGISTERED PRINCIPAL, PRESIDENT/CEO, AND FINRA EXECUTIVE REPRESENTATIVE2293106
SCHRICK, FREDERICK RICHARDFINOP5636488
ZACK, DAVID ERICREGISTERED PRINCIPAL, FINOP, CFO, CCO2356042

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Advisor's working at BRYAN GARNIER SECURITIES, LLC

DZ

David Eric Zack

David Zack
IAR
RR
CRD#: 2356042
Location:
New York, NY 10022-9827
Company:
BRYAN GARNIER ADVISORY, LLC
Disclosures:
Experience:
24 years
View Profile
HJ

Hunter James Jackson

Hunter Jackson
RR
CRD#: 7893241
Location:
New York, NY 10022
Company:
BRYAN GARNIER SECURITIES, LLC
Disclosures:
Experience:
1 year
View Profile
ND

Nicolas A Dhalluin

Nicolas D'halluin, Nicolas A Dhalluin
RR
CRD#: 2293106
Location:
New York, NY 10022
Company:
BRYAN GARNIER SECURITIES, LLC
Disclosures:
Experience:
32 years
View Profile
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