Patrick J. Broger
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Patrick Jan Broger Mr, who also goes by Patrick Broger, was a registered financial professional .
Patrick is a previously registered financial professional and started their career in finance in 2021. Patrick had worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 13, 2022 - December 22, 2023
US SELECT ASSET MANAGEMENT, INC.
June 8, 2021 - March 9, 2022
US SELECT ASSET MANAGEMENT, INC.
Primary Firm SEC Registration
US SELECT ASSET MANAGEMENT, INC.
CRD#: 166672 / SEC#: 801-85167
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Current Firm
US SELECT ASSET MANAGEMENT, INC.
CRD#: 166672 / SEC#: 801-85167
Contact information
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 5 |
| AUM (Assets Under Management) | $ 463,423,459 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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