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Troy F. Liddi
FIRST COMMAND ADVISORY SERVICES
Oceanside, CA 92056
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CRD#: 7328479
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Professional summary
Troy Franco Liddi, who also goes by Troy Liddi, is a registered financial advisor currently at FIRST COMMAND ADVISORY SERVICES located in Oceanside, California and FIRST COMMAND BROKERAGE SERVICES, INC. located in Oceanside, California.
Troy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2021. Troy has worked at 3 firms and has passed the Series 63, Series 65, Series 6TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Troy Liddi
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) Name of the other business: Consortium Training & Consulting Whether the business is investment-related: No Address of the other business: 8374 Market Street, Ste 162, Bradenton, FL, 34202 Nature of the other business: Employment Your position, title, or relationship with the other business: Trainer The start date of your relationship: Jan 01, 2025 The approximate number of hours/month you devote to the other business: 1 to 5 The number of hours you devote to the other business during securities trading hours: 1 to 5 Briefly describe your duties relating to the other business: Trainer (on as available basis) - training and advisory/consulting services for public safety and wellness as to emergency and disaster preparedness and critical incident response (2) Name of the other business: Marine Executive Association (MEA) Whether the business is investment-related: No Address of the other business: P.O. Box 1850, Quantico, VA, 22134 Nature of the other business: Board Membership Your position, title, or relationship with the other business: President The start date of your relationship: Jan 01, 2025 The approximate number of hours/month you devote to the other business: 1 to 5 The number of hours you devote to the other business during securities trading hours: None Briefly describe your duties relating to the other business: President, Borad of Directors, whose primary purpose as a non-profit veteran's organization is membership, and support service members transitioning from active duty, and/or seeking employment. (3) Name of the other business: LegalShield Whether the business is investment-related: No Address of the other business: 213 Diamond Way, Unit 125, Vista, CA, 92083 Nature of the other business: Multi-Level Marketing Your position, title, or relationship with the other business: Independent Associate The start date of your relationship: Mar 01, 2012 The approximate number of hours/month you devote to the other business: 1 to 5 The number of hours you devote to the other business during securities trading hours: None Briefly describe your duties relating to the other business: offering of legal services through partner law firms and ID theft protection services
CRS (Client Relationship Summary) - RIA
Click below to view Troy Franco Liddi's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 26, 2025 - Present
FIRST COMMAND ADVISORY SERVICES
Office #1: 4167 Avenida De La Plata Suite 102, Oceanside, CA 92056RIA
CRD#: 281958
Oceanside, CA
Current
February 13, 2025 - Present
FIRST COMMAND BROKERAGE SERVICES, INC.
Office #1: 4167 Avenida De La Plata #102, Oceanside, CA 92056BD
CRD#: 3641
Oceanside, CA
Past
May 10, 2021 - January 30, 2025
KNIGHTS OF COLUMBUS ASSET ADVISORS LLC
RIA
CRD#: 174129
Vista, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FC
FIRST COMMAND ADVISORY SERVICES
FIRST COMMAND ADVISORY SERVICES
CRD#: 281958 / SEC#: 801-56942
RIA
Registered Investment Advisory firm - (7/28/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(3/26/2025)
IAR
California(3/26/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 2/13/2025
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
FC
FIRST COMMAND ADVISORY SERVICES
FIRST COMMAND ADVISORY SERVICES
CRD#: 281958 / SEC#: 801-56942
RIA
Registered Investment Advisory firm - (7/28/2005 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1 Firstcomm Plaza, Fort Worth, TX 76109
Mailing Address
Po Box 2387, Fort Worth, TX 76113-2387
Phone number
(817) 731-8621
Established
Firm type
Fiscal year end
# of Employees
1,787
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 110,166 |
| AUM (Assets Under Management) | $ 22,090,760,499 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
