JK
Joshua Keller
VALIC FINANCIAL ADVISORS
Eugene, OR 97401
Some features on this profile are disabled
CRD#: 7328210
JK
Professional summary
Joshua Keller is a registered financial advisor currently at VALIC FINANCIAL ADVISORS, INC. located in Eugene, Oregon.
Joshua is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2021. Joshua has worked at 1 firm and has passed the Series 66, Series 7TO, SIE, Series 51 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products BOARD MEMBER GREATER YELLOWSTONE VALLEY USBC POSITION: Board member NATURE: Board member responsible for assisting in the promotion, organization and governance of local organization of the United States Bowling Congress INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 02/05/2023 ADDRESS: PO Box 21375, Billings MT 59104-1375, United States DESCRIPTION: Provide insight and assistance as requested by other board members in ensuring the success and longevity of local bowling programs. Not permitted to act on behalf of the organization without board approval. Not responsible for board finances. BOARD MEMBER GREATER YELLOWSTONE VALLEY USBC POSITION: Board member NATURE: Board member responsible for assisting in the promotion, organization and governance of local organization of the United States Bowling Congress INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2024 ADDRESS: PO Box 21375, Billings MT 59104-1375, United States DESCRIPTION: Provide insight and assistance as requested by other board members in ensuring the success and longevity of local bowling programs. Not permitted to act on behalf of the organization without board approval. Not responsible for board finances.
CRS (Client Relationship Summary) - RIA
Click below to view Joshua Keller's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Joshua Keller's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 24, 2021 - Present
VALIC FINANCIAL ADVISORS, INC.
Office #1: 488 East 11th Avenue Suite 220 B, Eugene, OR 97401Office #2: 3600 Brooks Street, Missoula, MT 59801Office #3: 1800 S.w. First Avenue Suite 420, Portland, OR 97201Office #4: 2610 North Reserve Street, Missoula, MT 59808Office #5: 208 N 29th Street Suite 201, Billings, MT 59101RIA
BD
CRD#: 42803
Eugene, OR
Current
May 11, 2021 - Present
VALIC FINANCIAL ADVISORS, INC.
Office #1: 488 East 11th Avenue Suite 220 B, Eugene, OR 97401Office #2: 3600 Brooks Street, Missoula, MT 59801Office #3: 1800 S.w. First Avenue Suite 420, Portland, OR 97201Office #4: 2610 North Reserve Street, Missoula, MT 59808Office #5: 208 N 29th Street Suite 201, Billings, MT 59101RIA
BD
CRD#: 42803
Eugene, OR
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VF
VALIC FINANCIAL ADVISORS, INC.
AIG RETIREMENT ADVISORS, INC. | VALIC INVESTMENT SERVICES COMPANY | VALIC FINANCIAL ADVISORS, INC. | COREBRIDGE FINANCIAL | AMERICAN GENERAL FINANCIAL ADVISORS, INC. | AIG RETIREMENT SERVICES
CRD#: 42803 / SEC#: 801-54952, 8-50018
RIA
Registered Investment Advisory firm - SEC (10/10/1997 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/21/2025)
IAR
Alabama(2/24/2025)
RR
Alaska(7/15/2024)
IAR
Alaska(7/19/2024)
RR
Arizona(7/15/2024)
IAR
Arizona(7/25/2024)
RR
California(7/15/2024)
IAR
California(7/16/2024)
RR
Colorado(7/15/2024)
IAR
Colorado(7/16/2024)
RR
Florida(7/15/2024)
IAR
Florida(7/16/2024)
RR
Georgia(7/15/2024)
IAR
Georgia(7/17/2024)
RR
Hawaii(7/15/2024)
IAR
Hawaii(7/18/2024)
RR
Idaho(12/2/2021)
IAR
Idaho(12/2/2021)
RR
Illinois(8/20/2024)
IAR
Illinois(8/29/2024)
RR
Indiana(7/15/2024)
IAR
Indiana(7/17/2024)
RR
Iowa(7/15/2024)
IAR
Iowa(7/16/2024)
RR
Kansas(7/15/2024)
IAR
Kansas(7/16/2024)
RR
Kentucky(1/22/2025)
IAR
Kentucky(1/27/2025)
RR
Michigan(7/15/2024)
IAR
Michigan(7/17/2024)
RR
Montana(6/23/2021)
IAR
Montana(6/24/2021)
RR
Nevada(7/15/2024)
IAR
Nevada(7/15/2024)
RR
New Mexico(7/15/2024)
IAR
New Mexico(7/16/2024)
RR
North Carolina(7/15/2024)
IAR
North Carolina(7/17/2024)
RR
North Dakota(10/13/2022)
IAR
North Dakota(10/18/2022)
RR
Ohio(7/16/2024)
IAR
Ohio(7/16/2024)
RR
Oregon(7/15/2024)
IAR
Oregon(7/20/2024)
RR
Pennsylvania(1/22/2025)
IAR
Pennsylvania(1/23/2025)
RR
South Carolina(7/15/2024)
IAR
South Carolina(7/16/2024)
RR
South Dakota(10/13/2022)
IAR
South Dakota(10/13/2022)
RR
Tennessee(7/15/2024)
RR
Texas(7/15/2024)
IAR
Texas(7/15/2024)
RR
Utah(7/15/2024)
IAR
Utah(7/16/2024)
RR
Virginia(1/22/2025)
IAR
Virginia(1/23/2025)
RR
Washington(7/15/2024)
IAR
Washington(7/17/2024)
RR
West Virginia(2/11/2025)
IAR
West Virginia(2/14/2025)
RR
Wyoming(10/13/2022)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 5/11/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
VF
VALIC FINANCIAL ADVISORS, INC.
AIG RETIREMENT ADVISORS, INC. | VALIC INVESTMENT SERVICES COMPANY | VALIC FINANCIAL ADVISORS, INC. | COREBRIDGE FINANCIAL | AMERICAN GENERAL FINANCIAL ADVISORS, INC. | AIG RETIREMENT SERVICES
CRD#: 42803 / SEC#: 801-54952, 8-50018
RIA
Registered Investment Advisory firm - SEC (10/10/1997 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information
Main Address
2919 Allen Parkway L3-20, Houston, TX 77019
Mailing Address
2919 Allen Parkway L3-20, Houston, TX 77019-2158
Phone number
(866) 544-4968
Established
Texas since 11/18/1996
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
1,633
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE VARIABLE ANNUITY LIFE INSURANCE COMPANY | DIRECT OWNER | |
| BURNETTE, CYNTHIA LEA | CHIEF FINANCIAL OFFICER AND TREASURER | 1863103 |
| FORTEY, MICHAEL | VFA CHIEF COMPLIANCE OFFICER BROKER DEALER | 2304969 |
| GIBSON, KRISTA DE LOIS | PRESIDENT; SVP, HEAD OF PRODUCT & ADVISORY SERVICES | 2348708 |
| JOE, CHRISTOPHER CHUCK | VFA CHIEF COMPLIANCE OFFICER INVESTMENT ADVISOR | 2373056 |
| LOGAN, JOHN ALBERT | CHIEF OPERATIONS OFFICER | 4378887 |
| MARCIEL-CARR, THERESA H | VICE PRESIDENT, FIELD SUPERVISION | 5428259 |
| NORRIS, JOHN ERIK | SECRETARY | 8188573 |
| RINK, VERONICA LYNETTE | VICE PRESIDENT, BUSINESS ADMINISTRATION | 4724432 |
Regulatory assets under management
| Total Number of Accounts | 293,993 |
| AUM (Assets Under Management) | $ 26,372,603,709 |
Disclosures
| Regulatory Event | 17 |
| Arbitration | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/24/2025 | ||
| 01/27/2025 | ||
| 04/29/2024 | ||
| 04/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
VALIC FINANCIAL ADVISORS, INC.
CRD#: 42803Eugene, OR 97401TRUST BUT VERIFY
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