JM
James R. Mcquiston
CETERA INVESTMENT ADVISERS LLC
EUGENE, OR 97401
Some features on this profile are disabled
CRD#: 7327482
JM
Professional summary
James Ryan Mcquiston, who also goes by James R. Mcquiston, James Mcquiston, Jim Mcquiston, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Eugene, Oregon and CETERA WEALTH SERVICES, LLC located in Eugene, Oregon.
James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2022. James has worked at 4 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
James R. Mcquiston | James Mcquiston | Jim Mcquiston
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) McQuiston Consulting LLC~'NIR'~960 St Andrews Dr~Eugene~OR~97401~Other~Other~4/13/2020~5hrs~4hrs~I am the 100% owner of this entity. I manage two trusts - Kelsey Marie Malakoff Trust and Maxwell Graham Malakoff Trust. I distribute funds when necessary to each beneficiary of the trusts.| 2) Cicada LLC~'NIR'~1430 Willamette St #23~Eugene~OR~97401~Accounting Services/Tax Preparation~Other~4/25/2017~1hrs~1hrs~I prepare and review business and individual tax returns. I help a few small taxpayers with their tax returns each year. There is very little business being conducted at the business.| 3) Fiduciary Appointment-Trustee~'NIR'~960 St Andrews Dr~Eugene~OR~97401~10/1/2018~5hrs~1hrs~Manage assets held in trust. Make distribution to individual as required and necessary| 4) Fiduciary Appointment-Trustee~'NIR'~960 St Andrews Dr~Eugene~OR~97401~10/1/2018~5hrs~0hrs~My role is to manage the real estate holdings. I also make distributions to the beneficiary when necessary| 5) DP Legacy Properties LLC~'NIR'~960 St Andrews Dr~Eugene~OR~97401~Rental Property~Other~4/4/2017~2hrs~2hrs~I manage the real estate. Keep the books and records and pay bills on behalf of the LLC.| 6) MCG2 LLC~'NIR'~960 St Andrews Dr~Eugene~OR~97401~Rental Property~Other~12/31/2007~2hrs~2hrs~I help manage this property. Keep the books and records, pay bills and distribute funds to partners.| 7) Jones & Roth Financial Advisors, LLC~'NIR'~260 Country Club Rd Suite 100~Eugene~OR~97401~Other~Independent Contractor~6/1/2021~1hrs~1hrs~Once I am licensed, I will be a referring advisor and will help individuals with retirement planning and assist them with individual tax strategies to help them obtain their personal goals. All investment activity will be conducted through Avantax.| 8) Jones & Roth PC~'IR'~260 Country Club Rd Suite 100~Eugene~OR~97401~Accounting Services/Tax Preparation~Employee~11/1/2020~140hrs~120hrs~Manage staff on assurance engagements and tax returns. Assist clients with tax planning. Represent clients in the event of an IRS audit and when they receive any notices from the IRS or state authorities.|
CRS (Client Relationship Summary) - RIA
Click below to view James Ryan Mcquiston's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 260 Country Club Rd. Ste 100, Eugene, OR 97401RIA
CRD#: 105644
EUGENE, OR
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 260 Country Club Rd. Ste 100, Eugene, OR 97401BD
CRD#: 13572
Eugene, OR
Past
November 2, 2022 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Eugene, OR
Past
July 8, 2022 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
Eugene, OR
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Oregon(9/5/2025)
IAR
Oregon(9/5/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 7/8/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
