TR
Tamika H. Reed
SIEBERT WILLIAMS SHANK & CO.
Montgomery, AL 36104
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CRD#: 7327385
TR
Professional summary
Tamika Henry Reed is a registered financial professional currently at SIEBERT WILLIAMS SHANK & CO., LLC located in Montgomery, Alabama.
Tamika is registered as a RR (Registered Representative) and started their career in finance in 2021. Tamika has worked at 2 firms and has passed the Series 63, Series 52TO, SIE and Series 53 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Tamika Henry Reed's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 10, 2025 - Present
SIEBERT WILLIAMS SHANK & CO., LLC
Office #1: 445 Dexter Avenue Suite 4050, Montgomery, AL 36104BD
CRD#: 42568
Montgomery, AL
Past
June 29, 2021 - March 21, 2025
THE FRAZER LANIER COMPANY, INCORPORATED
BD
CRD#: 7089
MONTGOMERY, AL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(3/10/2025)
RR
Arkansas(3/10/2025)
RR
Florida(3/10/2025)
RR
Georgia(3/10/2025)
RR
Kentucky(3/10/2025)
RR
Louisiana(3/10/2025)
RR
Mississippi(3/10/2025)
RR
North Carolina(3/10/2025)
RR
South Carolina(3/10/2025)
RR
Tennessee(2/13/2026)
RR
West Virginia(3/10/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 6/29/2021
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
SW
SIEBERT WILLIAMS SHANK & CO., LLC
SIEBERT CISNEROS SHANK & CO., L.L.C. | SIEBERT, BRANDFORD, SHANK & CO., L.L.C. | SIEBERT WILLLIAMS SHANK | SIEBERT WILLIAMS SHANK & CO., LLC
CRD#: 42568 / SEC#: , 8-49877
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
100 Wall Street 18th Floor, New York, NY 10005
Mailing Address
100 Wall Street 18th Floor, New York, NY 10005
Phone number
(646) 775-4850
Established
Delaware since 03/10/1997
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (50 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SHANK WILLIAMS CISNEROS, LLC | OWNER | |
| CALABRISOTTO, DIANNE NMN | CHIEF COMPLIANCE OFFICER & COO | 1273900 |
| CALABRISOTTO, DIANNE NMN | AML OFFICER | 1273900 |
| CHANDA, ATEESH SINGH | CHIEF LEGAL OFFICER | 6973151 |
| DIAZ, DANIEL | FINANCIAL PRINCIPAL | 2214417 |
| HALL, GARY | CO-PRESIDENT | 4393662 |
| SHANK-WERDLOW, SUZANNE FRANCES | CEO, DIRECTOR OF PARENT | 1860931 |
| THOMPSON, WILLIAM COLRIDGE JR | CHIEF ADMINISTRATIVE OFFICER | 2316101 |
| WARNER, SOBANI MULENGA | CO-PRESIDENT | 1732009 |
Disclosures
| Regulatory Event | 4 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
SIEBERT WILLIAMS SHANK & CO., LLC
CRD#: 42568Montgomery, AL 36104TRUST BUT VERIFY
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