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Ryan Visniski

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CRD#: 7327364
RV

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Ryan Visniski was a registered financial professional .

Ryan is a previously registered financial professional and started their career in finance in 2021. Ryan had worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name: Heritage Compliance, LLC Inv rel: Y Add: At Residential Address Nature: Investment Advisor Compliance Consulting Position: Owner Start date: 06/30/2020 No. HR/MO: 15 No. HR/MO during sec trading: (3) Name: The Lewis School of Princeton Inv rel: N Add: 53 Bayard Lane, Princeton, NJ 08540 Nature: K-12 private school Position: Board Member Start date: 09/29/2021 No. HR/MO: 2 No. HR/MO during sec trading: 2 Describe Duties: The board provides strategic guidance and governance to the school (5) Name: College Financial Guide Inv rel: N Add: At Residential Address Nature: College financial planning for a fee Position: Founder Start date: 04/08/2022 No. HR/MO: 10 No. HR/MO during sec trading: 8 Describe Duties: I will use College Aid Pro to help parents of college students understand how need based and merit based scholarships work, different types of student loans, and how to negotiate aid offers. I will conduct seminars at local high schools and with local organizations.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

November 14, 2022 - November 14, 2023

NORTHWEST CRITERION ASSET MANAGEMENT, L.L.C.

RIA
CRD#: 130538
PRINCETON, NJ
Past

February 2, 2021 - October 4, 2022

MML INVESTORS SERVICES, LLC

RIA
CRD#: 10409
HORSHAM, PA
Past

January 21, 2021 - October 4, 2022

MML INVESTORS SERVICES, LLC

BD
CRD#: 10409
HORSHAM, PA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 1/23/2021
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 1/20/2021
General Securities Representative Examination
General Industry/Product Exam

Current Firm


NC
NORTHWEST CRITERION ASSET MANAGEMENT, L.L.C.
NORTHWEST CRITERION ASSET MANAGEMENT, L.L.C. | NORTHWEST CRITERION ASSET MANAGEMENT, LLC

CRD#: 130538 / SEC#: 801-67376

RIA
Registered Investment Advisory firm - (8/30/2012 Terminated)
Illinois
Registered Investment Advisory firm - (6/13/2012 Approved)
New Jersey
Registered Investment Advisory firm - (6/22/2012 Approved)
New York
Registered Investment Advisory firm - (6/29/2012 Approved)
North Carolina
Registered Investment Advisory firm - (9/21/2021 Approved)
Pennsylvania
Registered Investment Advisory firm - (8/7/2023 Approved)
Texas
Registered Investment Advisory firm - (6/28/2012 Conditional Restricted)
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Contact information


Main Address
114 Commons Way, Princeton, NJ 08540
Mailing Address
Phone number
(609) 924-4488
Established
Firm type
Fiscal year end
# of Employees
2

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts160
AUM (Assets Under Management)$ 80,500,000

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


NORTHWEST CRITERION ASSET MANAGEMENT, L.L.C.

CRD#: 130538

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