Warren Berry Marshall IV

1) (dba) Truewealth Advisors LLC ; Investment Related; Birmingham, AL; Other; Wealth Adviser; Start Date 03/2024; 160 hours, more or less, per month with most hours per month occurring during trading hours; Servicing clients, prospecting for new clients, and providing support to the other advisers in our office. >> INSURANCE; Investment Related; Birmingham, AL; Insurance; Producer; Start Date 05/2020; Hours per month vary from 0 to 3 with some of those hours per month occurring during trading hours; Sales and service of insurance products with varied insurance carriers. >> INSURANCE; Investment Related; Birmingham, AL; Insurance; Agent; Start Date 08/2024; 10 hours per month with all 10 hours occurring during trading hours; I use Ash Brokerage as an IMO to write Life, Disability, and Long-Term Care insurance products through. >> YOUNG LIFE OF TRUSSVILLE (YLT); Non-Investment Related; Trussville, AL; Board Member; Chairman-Finance Sub-Committee; Start Date 11/2024; 8 hours per month with no hours per month during trading hours; Oversee the day to day income and expenses of YLT, manage the income and attempt to guide the program to run at a positive cash flow, and give monthly updates to the committee. 2) Ash Brokerage; Agent; Non Investment Related; Location of the business: 2000 SouthLake Park Suite 200, Birmingham Alabama 35244; Start date: 2024-08-07; Description: They are a company that finds me products for Long term care, Disability, and Life insurance products. ; Responsibilities Duties: None. I only submit business. No responsibilities to Ash. ; Hours per month devoted to business during trading hours: 10; Hours per month devoted to business outside trading hours: 0; Percentage of total yearly compensation expected to be derived from the business: 5; Contact person at the organization: Johnny Fraklin ; Website address: https://www.ashbrokerage.com/.