WM
Warren B. Marshall
TRUEWEALTH ADVISORS
Hoover, AL 35244
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CRD#: 7327346
WM
Professional summary
Warren Berry Marshall IV, who also goes by Berry Marshall, Warren Berry Marshall, Warren Marshall IV, Warren Marshall, is a registered financial advisor currently at TRUEWEALTH ADVISORS, LLC located in Hoover, Alabama.
Warren is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Warren has worked at 4 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Berry Marshall | Warren Berry Marshall | Warren Marshall Iv | Warren Marshall
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) (dba) Truewealth Advisors LLC ; Investment Related; Birmingham, AL; Other; Wealth Adviser; Start Date 03/2024; 160 hours, more or less, per month with most hours per month occurring during trading hours; Servicing clients, prospecting for new clients, and providing support to the other advisers in our office. >> INSURANCE; Investment Related; Birmingham, AL; Insurance; Producer; Start Date 05/2020; Hours per month vary from 0 to 3 with some of those hours per month occurring during trading hours; Sales and service of insurance products with varied insurance carriers. >> INSURANCE; Investment Related; Birmingham, AL; Insurance; Agent; Start Date 08/2024; 10 hours per month with all 10 hours occurring during trading hours; I use Ash Brokerage as an IMO to write Life, Disability, and Long-Term Care insurance products through. >> YOUNG LIFE OF TRUSSVILLE (YLT); Non-Investment Related; Trussville, AL; Board Member; Chairman-Finance Sub-Committee; Start Date 11/2024; 8 hours per month with no hours per month during trading hours; Oversee the day to day income and expenses of YLT, manage the income and attempt to guide the program to run at a positive cash flow, and give monthly updates to the committee. 2) Ash Brokerage; Agent; Non Investment Related; Location of the business: 2000 SouthLake Park Suite 200, Birmingham Alabama 35244; Start date: 2024-08-07; Description: They are a company that finds me products for Long term care, Disability, and Life insurance products. ; Responsibilities Duties: None. I only submit business. No responsibilities to Ash. ; Hours per month devoted to business during trading hours: 10; Hours per month devoted to business outside trading hours: 0; Percentage of total yearly compensation expected to be derived from the business: 5; Contact person at the organization: Johnny Fraklin ; Website address: https://www.ashbrokerage.com/.
CRS (Client Relationship Summary) - RIA
Click below to view Warren Berry Marshall IV's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 15, 2024 - Present
TRUEWEALTH ADVISORS, LLC
Office #1: 2000 Southlake Park Suite 200, Hoover, AL 35244RIA
CRD#: 298838
Hoover, AL
Past
February 20, 2025 - October 16, 2025
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
Birmingham, AL
Past
June 15, 2021 - March 15, 2024
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
RIA
CRD#: 15708
Birmingham, AL
Past
March 23, 2021 - February 20, 2025
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
BD
CRD#: 15708
Birmingham, AL
Past
February 4, 2021 - March 25, 2021
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
BIRMINGHAM, AL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TRUEWEALTH ADVISORS, LLC
BENEFIT PLANNERS, INC. | WILLIAMSON FINANCIAL SERVICES | TRUEWEALTH ADVISORS, LLC | TRUEWEALTH ADVISORS OF HUNTSVILLE, LLC | GRANT WEALTH MANAGEMENT
CRD#: 298838 / SEC#: 801-114236
RIA
Registered Investment Advisory firm - (10/31/2018 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Alabama(3/15/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 2/4/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
Current Firm
TA
TRUEWEALTH ADVISORS, LLC
BENEFIT PLANNERS, INC. | WILLIAMSON FINANCIAL SERVICES | TRUEWEALTH ADVISORS, LLC | TRUEWEALTH ADVISORS OF HUNTSVILLE, LLC | GRANT WEALTH MANAGEMENT
CRD#: 298838 / SEC#: 801-114236
RIA
Registered Investment Advisory firm - (10/31/2018 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2000 Southlake Park Suite 200, Hoover, AL 35244
Mailing Address
Phone number
(205) 588-4800
Established
Firm type
Fiscal year end
# of Employees
21
SEC notice filing (12 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,439 |
| AUM (Assets Under Management) | $ 438,937,842 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TRUEWEALTH ADVISORS, LLC
CRD#: 298838Hoover, AL 35244TRUST BUT VERIFY
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