GP
Graham Pettis
EAGLE STRATEGIES LLC
MAITLAND, FL 32751-8658
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CRD#: 7326738
GP
Professional summary
Graham Pettis is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Maitland, Florida and NYLIFE SECURITIES LLC located in Maitland, Florida.
Graham is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2021. Graham has worked at 2 firms and has passed the Series 65, Series 63, Series 6TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[Heroes Strong; This is an organization the supports the local policeman, firefighters, teachers, hospital workers, and overseas military.; 233 N. Hunt Club Blvd., Ste. 2021 Longwood FL 32779; Start Date 05/2021; Role/Title: Board Member; Not Investment Related; 4 hours per month; 0 hours per month during securities trading hours; treasurer. I had a board meeting this week and they gave me the full functions of what they want me to do. I will create a budget and they also want to give me check writing privileges, along with having my name on the bank account.] [BNI Networking; BNI is the leading networking group in the US. I actually was told today they want me to be the President of my specific group in Maitland. We meet on Zoom; 11525 N Community House Road Charlotte, NC 28277; Start Date 10/2022; Role/Title: President; Not Investment Related; 10 hours per month; 2 hours per month during securities trading hours; managing the meeting each week ] [Piedmont Lakes HOA; The board for my HOA wants me to change my role to Treasurer. All checks written require 2 signatures.; 882 Jackson Avenue, Winter Park FL 32789; Start Date 06/2023; Role/Title: Board Member; Not Investment Related; 2 hours per month; 0 hours per month during securities trading hours; I will help balance the HOA budget and potentially write checks but all checks require 2 signatures.] [Trinity Baptist Church ; Deacon at Church. The deacons meet once a month to talk about how things are going with the Church.; 1022 S Orange Blossom Trail, Apopka FL 32703; Start Date 12/2023; Role/Title: Deacon; Not Investment Related; 2 hours per month; 0 hours per month during securities trading hours] [Trinity Baptist Church Finance Committee; Church; 1022 S Orange Blossom Trail, Apopka FL 32703; Start Date 10/2025; Role/Title: Finance Committee Member; Not Investment Related; 1 hours per month; 0 hours per month during securities trading hours]
CRS (Client Relationship Summary) - RIA
Click below to view Graham Pettis's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 25, 2025 - Present
EAGLE STRATEGIES LLC
Office #1: 495 North Keller Road Suite 150, Maitland, FL 32751-8658RIA
CRD#: 110826
MAITLAND, FL
Current
July 30, 2021 - Present
NYLIFE SECURITIES LLC
Office #1: Maitland Promenade Ii Building 495 North Keller Road Suite 150, Maitland, FL 32751BD
CRD#: 5167
Maitland, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(8/17/2021)
IAR
Florida(9/25/2025)
RR
Georgia(3/24/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 7/30/2021
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
EAGLE STRATEGIES LLC
CRD#: 110826Maitland, FL 32751-8658TRUST BUT VERIFY
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