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Graham Pettis

EAGLE STRATEGIES
MAITLAND, FL
·CRD# 7326738·5 years experience

Professional Summary

Graham Pettis is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Maitland, Florida and NYLIFE SECURITIES LLC located in Maitland, Florida. Graham is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2021. Graham has worked at 2 firms and has passed the Series 65, Series 63, Series 6TO and SIE exams.

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

5 years in the financial services industry

Current & Past Employments

EAGLE STRATEGIES LLC·CRD# 110826
RIA
495 North Keller Road Suite 150, Maitland, FL 32751-8658
September 25, 2025 - Present
NYLIFE SECURITIES LLC·CRD# 5167
BD
Maitland Promenade Ii Building 495 North Keller Road Suite 150, Maitland, FL 32751
July 30, 2021 - Present

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Current Firm

ES
EAGLE STRATEGIES LLC

EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC

CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - SEC (10/14/1988 Approved)

Contact Information

Main Address

51 Madison Avenue 12th Floor, New York, NY 10010

Mailing Address

51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010

Phone Number

(888) 695-3245

# of Employees

3,190

SEC notice filing (51 States and Territories)

Registered to provide investment advisory services in 51 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

APPENDIX 1 DISCLOSURE BROCHURE (7/31/2026)

Regulatory Assets Under Management

Total Number of Accounts

133,900

AUM (Assets Under Management)

$32,040,850,438

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
04/27/2026Cover PageReport
01/24/2025Cover PageReport
04/25/2024Cover PageReport
12/20/2023Cover PageReport

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

[Heroes Strong; This is an organization the supports the local policeman, firefighters, teachers, hospital workers, and overseas military.; 233 N. Hunt Club Blvd., Ste. 2021 Longwood FL 32779; Start Date 05/2021; Role/Title: Board Member; Not Investment Related; 4 hours per month; 0 hours per month during securities trading hours; treasurer. I had a board meeting this week and they gave me the full functions of what they want me to do. I will create a budget and they also want to give me check writing privileges, along with having my name on the bank account.] [BNI Networking; BNI is the leading networking group in the US. I actually was told today they want me to be the President of my specific group in Maitland. We meet on Zoom; 11525 N Community House Road Charlotte, NC 28277; Start Date 10/2022; Role/Title: President; Not Investment Related; 10 hours per month; 2 hours per month during securities trading hours; managing the meeting each week ] [Piedmont Lakes HOA; The board for my HOA wants me to change my role to Treasurer. All checks written require 2 signatures.; 882 Jackson Avenue, Winter Park FL 32789; Start Date 06/2023; Role/Title: Board Member; Not Investment Related; 2 hours per month; 0 hours per month during securities trading hours; I will help balance the HOA budget and potentially write checks but all checks require 2 signatures.] [Trinity Baptist Church; Deacon at Church. The deacons meet once a month to talk about how things are going with the Church.; 1022 S Orange Blossom Trail, Apopka FL 32703; Start Date 12/2023; Role/Title: Deacon; Not Investment Related; 2 hours per month; 0 hours per month during securities trading hours] [Trinity Baptist Church Trustee; Church; 1022 S Orange Blossom Trail, Apopka FL 32703; Start Date 11/2025; Role/Title: Trustee; Not Investment Related; 1 hours per month; 0 hours per month during securities trading hours[Seminole County Chamber; Networking; 1055 AAA Dr., Heathrow FL 32746; Start Date 05/2026; Role/Title: Committee Member; Not Investment Related; 1 hours per month; 1 hours per month during securities trading hours; membership committee]

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC

EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC

CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - SEC (10/14/1988 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Florida
(8/17/2021)
IAR
Florida
(9/25/2025)
RR
Georgia
(3/24/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Sep 2025About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 2021About the Series 63 exam

Series 6TO — Investment Company Products/Variable Contracts Representative Examination

Passed Jul 2021About the Series 6TO exam

SIE — Securities Industry Essentials Examination

Passed Apr 2021About the SIE exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Graham Pettis's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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