LH
Lukas M. Heavner
TRUIST ADVISORY SERVICES
HIGH POINT, NC 27260-5018
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CRD#: 7326430
LH
Professional summary
Lukas Metz Heavner, who also goes by Lukas Heavner, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in High Point, North Carolina and TRUIST INVESTMENT SERVICES, INC. located in High Point, North Carolina.
Lukas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2021. Lukas has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Lukas Heavner
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
UNITED WAY OF GREATER HIGH POINT POSITION: Finance Committee Member NATURE: The United Way is a 501c-3 that aims to help the underserved in our community. INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2022 ADDRESS: High Point NC, United States DESCRIPTION: We review the United Way's current finances, spending and investment portfolios. Making sure money is being allocated to the right places for the organization to reach its mission.
CRS (Client Relationship Summary) - RIA
Click below to view Lukas Metz Heavner's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 2, 2021 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 620 N Main St Fl 2, High Point, NC 27260-5018RIA
CRD#: 283390
HIGH POINT, NC
Current
February 17, 2021 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 620 N Main St Fl 2, High Point, NC 27262BD
CRD#: 17499
High Point, NC
Past
February 12, 2021 - March 2, 2021
BB&T SECURITIES, LLC
RIA
CRD#: 142785
RICHMOND, VA
Past
January 22, 2021 - February 17, 2021
BB&T SECURITIES, LLC
BD
CRD#: 142785
RICHMOND, VA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
Registered Investment Advisory firm - (5/18/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Colorado(12/4/2022)
RR
Connecticut(12/7/2022)
RR
District of Columbia(12/7/2022)
RR
Florida(12/4/2022)
RR
Georgia(1/2/2023)
RR
Kentucky(12/7/2022)
RR
Maine(12/7/2022)
RR
Maryland(11/22/2022)
RR
Missouri(12/7/2022)
RR
New York(9/1/2022)
RR
North Carolina(2/17/2021)
IAR
North Carolina(3/2/2021)
RR
Ohio(5/18/2022)
RR
Tennessee(11/7/2022)
IAR
Texas(7/27/2022)
RR
Virginia(12/7/2022)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/22/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
Registered Investment Advisory firm - (5/18/2016 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
303 Peachtree Street 2nd Floor, Atlanta, GA 30303
Mailing Address
Po Box 4418 Mc 107, Atlanta, GA 30302
Phone number
(800) 874-4770
Established
Firm type
Fiscal year end
# of Employees
2,469
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390High Point, NC 27260-5018TRUST BUT VERIFY
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