MW
Michael A. Woloshin
WOLOSHIN INVESTMENT MANAGEMENT
MEDFORD, NJ 08055
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CRD#: 732640
MW
Professional summary
Michael Allan Woloshin is a registered financial advisor currently at WOLOSHIN INVESTMENT MANAGEMENT, LLC located in Medford, New Jersey.
Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1981. Michael has worked at 9 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1)ADVANCED EDUCATIONAL SERVICES, 40 North Main Street, Medford, NJ 08055 POSITION IS DIRECTOR. START DATE 1998.
(3)LIFE INSURANCE SALES , 40 NORTH MAIN STREET, MEDFORD, NJ 08055. SALESMAN, PRODUCER WITH Health LIFE INSURANCE POLICIES, TERM AND LIFE SINCE 11/01/2005; 2-4 HOURS/ WEEK DURING TRADING HOURS
American Fiduciary Services, Member 40 North Main St, Medford, NJ 08055 Trustee Services for Deferred Sales Trusts. 5-7 hours per week during and outside business hours combined.
CRS (Client Relationship Summary) - RIA
Click below to view Michael Allan Woloshin's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 26, 2004 - Present
WOLOSHIN INVESTMENT MANAGEMENT, LLC
Office #1: 40 North Main Street, Medford, NJ 08055RIA
CRD#: 132346
MEDFORD, NJ
Past
September 28, 2015 - April 22, 2016
SUMMIT BROKERAGE SERVICES, INC.
BD
CRD#: 34643
Medford, NJ
Past
April 1, 2004 - December 4, 2015
J.P. TURNER & COMPANY, L.L.C.
BD
CRD#: 43177
MEDFORD, NJ
Past
March 18, 1993 - March 26, 2004
OPPENHEIMER & CO. INC.
BD
CRD#: 249
NEW YORK, NY
Past
May 1, 1990 - February 25, 1993
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
NEW YORK, NY
Past
October 1, 1985 - May 31, 1990
GRUNTAL & CO., L.L.C.
BD
CRD#: 372
NEW YORK, NY
Past
July 16, 1982 - October 1, 1985
JII SECURITIES INC.
BD
CRD#: 406
Past
October 19, 1981 - May 26, 1983
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
Past
June 23, 1981 - March 7, 1984
D. H. WALLACH, INC.
BD
CRD#: 2889
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WI
WOLOSHIN INVESTMENT MANAGEMENT, LLC
WOLOSHIN INVESTMENT MANAGEMENT, LLC
CRD#: 132346 / SEC#: 801-126037
RIA
Registered Investment Advisory firm - (7/7/2022 Approved)California
Registered Investment Advisory firm - (9/2/2022 Terminated)Connecticut
Registered Investment Advisory firm - (2/9/2021 Terminated)Florida
Registered Investment Advisory firm - (8/3/2022 Terminated)Georgia
Registered Investment Advisory firm - (8/24/2022 Terminated)Massachusetts
Registered Investment Advisory firm - (8/3/2022 Terminated)New Jersey
Registered Investment Advisory firm - (8/15/2022 Terminated)North Carolina
Registered Investment Advisory firm - (12/16/2020 Terminated)Pennsylvania
Registered Investment Advisory firm - (8/4/2022 Terminated)Texas
Registered Investment Advisory firm - (8/3/2022 Terminated)Virginia
Registered Investment Advisory firm - (8/3/2022 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New Jersey(8/26/2004)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
WI
WOLOSHIN INVESTMENT MANAGEMENT, LLC
WOLOSHIN INVESTMENT MANAGEMENT, LLC
CRD#: 132346 / SEC#: 801-126037
RIA
Registered Investment Advisory firm - (7/7/2022 Approved)California
Registered Investment Advisory firm - (9/2/2022 Terminated)Connecticut
Registered Investment Advisory firm - (2/9/2021 Terminated)Florida
Registered Investment Advisory firm - (8/3/2022 Terminated)Georgia
Registered Investment Advisory firm - (8/24/2022 Terminated)Massachusetts
Registered Investment Advisory firm - (8/3/2022 Terminated)New Jersey
Registered Investment Advisory firm - (8/15/2022 Terminated)North Carolina
Registered Investment Advisory firm - (12/16/2020 Terminated)Pennsylvania
Registered Investment Advisory firm - (8/4/2022 Terminated)Texas
Registered Investment Advisory firm - (8/3/2022 Terminated)Virginia
Registered Investment Advisory firm - (8/3/2022 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
40 North Main Street, Medford, NJ 08055
Mailing Address
Phone number
(609) 654-9700
Established
Firm type
Fiscal year end
# of Employees
3
SEC notice filing (11 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 849 |
| AUM (Assets Under Management) | $ 165,499,600 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/22/2024 | ||
| 11/28/2023 | ||
| 09/29/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
WOLOSHIN INVESTMENT MANAGEMENT, LLC
CRD#: 132346Medford, NJ 08055TRUST BUT VERIFY
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