Robert Vargas

MINISTRY PARTNERS SECURITIES

Glendora, CA 91740

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CRD#: 7325787

Professional summary

Robert Vargas is a registered financial advisor currently at MINISTRY PARTNERS SECURITIES, LLC located in Glendora, California.

Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2021. Robert has worked at 4 firms and has passed the Series 66, Series 63, Series 7TO, Series 6TO and SIE exams.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

"Ultimate Payment Solutions Type: Date: 01/01/17 Title: Trad Hrs: 0 Tot Hrs: 0 Desc: No Responsibilities City-State: Encino CA"

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Vargas's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Robert Vargas's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 7, 2026 - Present

MINISTRY PARTNERS SECURITIES, LLC

Office #1: 2100 East Route 66, Glendora, CA 91740

RIA

CRD#: 154349

Glendora, CA

Current

August 7, 2026 - Present

MINISTRY PARTNERS SECURITIES, LLC

Office #1: 2100 East Route 66, Glendora, CA 91740

RIA

CRD#: 154349

Glendora, CA

Past

June 21, 2022 - August 10, 2026

EDWARD JONES

RIA

CRD#: 250

GLENDORA, CA

Past

May 3, 2022 - August 10, 2026

EDWARD JONES

CRD#: 250

GLENDORA, CA

Past

January 4, 2022 - May 5, 2022

ADP BROKER-DEALER, INC.

CRD#: 37693

ROSELAND, NJ

Past

March 4, 2021 - January 3, 2022

PAYCHEX SECURITIES CORPORATION

CRD#: 39733

ROCHESTER, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(8/7/2026)

California
(8/7/2026)

IAR

California
(8/7/2026)

Florida
(8/10/2026)

Kansas
(8/10/2026)

Massachusetts
(8/10/2026)

Missouri
(8/10/2026)

Nevada
(8/10/2026)

New York
(8/10/2026)

Ohio
(8/10/2026)

Oklahoma
(8/10/2026)

Oregon
(8/10/2026)

Pennsylvania
(8/10/2026)

South Carolina
(8/10/2026)

Tennessee
(8/10/2026)

IAR

Tennessee
(8/18/2026)

Texas
(8/10/2026)

Washington
(8/10/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/18/2022

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 4/23/2021

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 5/26/2022

General Securities Representative Examination

General Industry/Product Exam

Series 6TO

Date: 3/4/2021

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 2/8/2021

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

MINISTRY PARTNERS SECURITIES, LLC

LYON WEALTH ADVISORY, LLC | MINISTRY PARTNERS SECURITIES, LLC

CRD#: 154349 / SEC#: , 8-68628

California

Registered Investment Advisory firm - SEC (7/10/2013 Approved)

Idaho

Registered Investment Advisory firm - SEC (12/12/2022 Approved)

Illinois

Registered Investment Advisory firm - SEC (3/20/2020 Approved)

Oregon

Registered Investment Advisory firm - SEC (3/29/2018 Approved)

Tennessee

Registered Investment Advisory firm - SEC (2/18/2025 Approved)

Texas

Registered Investment Advisory firm - SEC (5/15/2015 Approved)

Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

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Contact information

Main Address

One Pointe Dr Suite 205, Brea, CA 92821

Mailing Address

340 North Westlake Blvd Suite 160, Westlake Village, CA 91362

Phone number

(714) 671-5720

Established

Delaware since 04/27/2010

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (26 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Direct owners and executive officers

Name	Position	CRD#
MINISTRY PARTNERS INVESTMENT COMPANY, LLC	PARENT
FLUDE, DANIEL ALLAN	PRINCIPAL FINANCIAL OFFICER, FINOP	5813596
SWEENEY, BRIAN PATRICK	CCO	4174087
THOMPSON, DARREN MENDELL	CEO, PRINCIPAL OPERATING OFFICER	5402755

Regulatory assets under management

Total Number of Accounts	115
AUM (Assets Under Management)	$ 15,166,934

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

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Advisor Monitoring

Firm Stability Insights

Robert Vargas

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Vargas's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Robert Vargas's CRS (Customer Relationship Summary).

Certified licenses

Experience

MINISTRY PARTNERS SECURITIES, LLC

EDWARD JONES

EDWARD JONES

ADP BROKER-DEALER, INC.

PAYCHEX SECURITIES CORPORATION

State Registrations and Notice Filings

Exams

Series 66

Date: 6/18/2022

Series 63

Date: 4/23/2021

Series 7TO

Date: 5/26/2022

Series 6TO

Date: 3/4/2021

SIE

Date: 2/8/2021

FINRA

Current Firm

MINISTRY PARTNERS SECURITIES, LLC

Contact information

FINRA licenses (26 States and Territories)

Documents

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

MINISTRY PARTNERS SECURITIES, LLC

TRUST BUT VERIFY

Contact information

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