Timothy Harrison

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

New Castle, PA 16105

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CRD#: 7325678

Professional summary

Timothy Harrison is a registered financial advisor currently at LASALLE ST. INVESTMENT ADVISORS, L.L.C. located in New Castle, Pennsylvania and LASALLE ST SECURITIES, L.L.C. located in New Castle, Pennsylvania.

Timothy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2021. Timothy has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Fennick Financial Services/2819 Wilmington Rd. New Castle, PA 16105/Investment related business: insurance and investment services/Insurance Producer, Administrative Staff/Start Date: 04/01/2021/80 hours per month/Market, recommend, write and service insurance policies/maintain records, process applications and service accounts IT Consulting Butler Community Alliance Church, Fixed Insurance, Occasionally speak on weekends at local churches in connection with past work abroad as a clergy worker at the Christian and Missionary Alliances

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy Harrison's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 16, 2021 - Present

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

Office #1: 2819 Wilmington Rd., New Castle, PA 16105

RIA

CRD#: 109701

New Castle, PA

Current

November 29, 2021 - Present

LASALLE ST SECURITIES, L.L.C.

Office #1: 2819 Willimington Rd, New Castle, PA 16105

CRD#: 7191

New Castle, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

CRD#: 109701 / SEC#: 801-33422

RIA

Registered Investment Advisory firm - (2/10/1989 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Ohio
(7/12/2023)

Pennsylvania
(12/16/2021)

IAR

Pennsylvania
(12/16/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/14/2021

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 11/29/2021

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/5/2021

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

CRD#: 109701 / SEC#: 801-33422

RIA

Registered Investment Advisory firm - (2/10/1989 Approved)

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Contact information

Main Address

940 N. Industrial Dr., Elmhurst, IL 60126-1131

Mailing Address

Phone number

(630) 600-0500

Established

Firm type

Fiscal year end

# of Employees

144

SEC notice filing (46 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LSIA ADV PART 2A 01-02-18 (12/3/2025)

Regulatory assets under management

Total Number of Accounts	11,941
AUM (Assets Under Management)	$ 4,346,509,887

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Timothy Harrison

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy Harrison's CRS (Customer Relationship Summary).

Certified licenses

Experience

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

LASALLE ST SECURITIES, L.L.C.

Primary Firm SEC Registration

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

State Registrations and Notice Filings

Exams

Series 66

Date: 12/14/2021

Series 7TO

Date: 11/29/2021

SIE

Date: 10/5/2021

FINRA

Current Firm

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

Contact information

SEC notice filing (46 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

TRUST BUT VERIFY

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