BS
Brittany Stuart
TD PRIVATE CLIENT WEALTH LLC
Andover, MA 01810
Some features on this profile are disabled
CRD#: 7325558
BS
Professional summary
Brittany Stuart, who also goes by Brittany Elizabeth Decroix, Brittany Elizabeth Turner, is a registered financial advisor currently at TD PRIVATE CLIENT WEALTH LLC located in Andover, Massachusetts.
Brittany is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2021. Brittany has worked at 1 firm and has passed the Series 63, Series 65, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Brittany Elizabeth Decroix | Brittany Elizabeth Turner
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
the name of the other business; Weber Writing & Research whether the business is investment-related; No the address of the other business; 10 Oakes Ave Gloucester, MA 01930 the nature of the other business; Writing and research your position; assisting in the writing and compilation of one story about the history of a local ice company title, or relationship with the other business; writer the start date of your relationship; 03/2023 the approximate number of hours/month you devote to the other business; 8 the number of hours you devote to the other business during securities trading hours;0 and briefly describe your duties relating to the other business; I am assisting in the research and writing about a local ice company I worked for during high school and college. They want a story about the people who ran the company and how it relates to the ice industry and fishing in the city of Gloucester. the name of the other business;Grove at the Briar Barn Inn whether the business is investment-related; No the address of the other business; 101 Main St Rowley MA 01969 the nature of the other business;Restaurant your position; Server / hostess title, or relationship with the other business; Server / Hostess the start date of your relationship; 05/07/2023 the approximate number of hours/month you devote to the other business; 24 the number of hours you devote to the other business during securities trading hours;0 and briefly describe your duties relating to the other business; I will be serving dining guests acting as a waitress and hostess
CRS (Client Relationship Summary) - RIA
Click below to view Brittany Stuart's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Brittany Stuart's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 24, 2021 - Present
TD PRIVATE CLIENT WEALTH LLC
Office #1: 61 Main Street, Andover, MA 01810RIA
BD
CRD#: 164484
Andover, MA
Current
January 27, 2023 - Present
TD PRIVATE CLIENT WEALTH LLC
Office #1: 61 Main Street, Andover, MA 01810RIA
BD
CRD#: 164484
Andover, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TP
TD PRIVATE CLIENT WEALTH LLC
TD PRIVATE CLIENT WEALTH LLC
CRD#: 164484 / SEC#: 801-77771, 8-69105
RIA
Registered Investment Advisory firm - SEC (4/11/2013 Approved)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(11/29/2024)
IAR
Florida(12/2/2024)
IAR
Massachusetts(3/24/2021)
RR
Massachusetts(3/2/2023)
IAR
New Hampshire(1/4/2022)
RR
New Hampshire(9/22/2023)
RR
New York(2/11/2025)
IAR
New York(2/11/2025)
IAR
North Carolina(1/3/2022)
RR
North Carolina(9/22/2023)
RR
Oregon(1/3/2024)
IAR
Oregon(1/6/2024)
RR
Pennsylvania(2/11/2025)
IAR
Pennsylvania(2/13/2025)
RR
South Carolina(2/11/2025)
IAR
South Carolina(2/12/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/27/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TP
TD PRIVATE CLIENT WEALTH LLC
TD PRIVATE CLIENT WEALTH LLC
CRD#: 164484 / SEC#: 801-77771, 8-69105
RIA
Registered Investment Advisory firm - SEC (4/11/2013 Approved)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
1 Vanderbilt Avenue 23rd Floor 23rd Floor, New York, NY, 10017
Mailing Address
1 Vanderbilt Avenue 23rd Floor, New York, NY, 10017
Phone number
(877) 703-9896
Established
Delaware since 07/13/2012
Firm type
Limited Liability Company
Fiscal year end
October
Firm Size
Large
# of Employees
662
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 17,824 |
| AUM (Assets Under Management) | $ 6,450,375,507 |
Disclosures
| Regulatory Event | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 05/30/2025 | ||
| 09/27/2024 | ||
| 06/27/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
