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MI

Michael Iacono

ALTERNATIVE EXECUTION GROUP
Bayonne, NJ 07002
Some features on this profile are disabled
CRD#: 7325286
MI

Professional summary

Michael Iacono is a registered financial professional currently at ALTERNATIVE EXECUTION GROUP located in Bayonne, New Jersey.

Michael is registered as a RR (Registered Representative) and started their career in finance in 2021. Michael has worked at 1 firm and has passed the Series 57TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Iacono's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 20, 2021 - Present

ALTERNATIVE EXECUTION GROUP

Office #1: 111 W 41st Street, Bayonne, NJ 07002
BD
CRD#: 167830
Bayonne, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 57TO
Date: 7/20/2021
Securities Trader Exam
General Industry/Product Exam
RR
SIE
Date: 2/16/2021
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market

Current Firm

AE
ALTERNATIVE EXECUTION GROUP
ALTERNATIVE EXECUTION GROUP | THREE BROTHERS TRADING, LLC

CRD#: 167830 / SEC#: , 8-69279

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information

Main Address
111 W 41st Street, Bayonne, NJ 07002
Mailing Address
90 Avenue B, Bayonne, NJ 07002
Phone number
(201) 412-3298
Established
New York since 06/01/2007
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (3 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
ALTER, CAROLINELLC MEMBER
ALTER, RICHARD SAMUELCEO, GSP2697740
KRIEWALD, JESSICAFINOP7052634
SHERMAN, DOUGLAS JAMESPRESIDENT, GSP2477874
TRIPP, JASON LYNNCHIEF COMPLIANCE OFFICER4656089

Disclosures

Regulatory Event2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ALTERNATIVE EXECUTION GROUP

CRD#: 167830Bayonne, NJ 07002

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