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Michael Iacono

ALTERNATIVE EXECUTION GROUP
BAYONNE, NJ
·CRD# 7325286·5 years experience

Professional Summary

Michael Iacono is a registered financial advisor currently at ALTERNATIVE EXECUTION GROUP located in Bayonne, New Jersey. Michael is registered as a RR (Registered Representative) and started their career in finance in 2021. Michael has worked at 1 firm and has passed the Series 57TO and SIE exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

5 years in the financial services industry

Current & Past Employments

ALTERNATIVE EXECUTION GROUP·CRD# 167830
BD
1. 111 W 41st Street, Bayonne, NJ 070022. Bayonne, NJ
July 20, 2021 - Present

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Current Firm

AE
ALTERNATIVE EXECUTION GROUP

ALTERNATIVE EXECUTION GROUP | THREE BROTHERS TRADING, LLC

CRD#: 167830 / SEC#: 8-69279
BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

Contact Information

Main Address

111 W 41st Street, Bayonne, NJ 07002

Mailing Address

90 Avenue B, Bayonne, NJ 07002

Phone Number

(201) 412-3298

Established

New York since 06/01/2007

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (3 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
ALTER, CAROLINELLC MEMBER—
ALTER, RICHARD SAMUELCEO, GSP2697740
KRIEWALD, JESSICAFINOP7052634
SHERMAN, DOUGLAS JAMESPRESIDENT, GSP2477874
TRIPP, JASON LYNNCHIEF COMPLIANCE OFFICER4656089

Disclosures

Regulatory Event

2

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 57TO — Securities Trader Exam

Passed Jul 2021About the Series 57TO exam

SIE — Securities Industry Essentials Examination

Passed Feb 2021About the SIE exam
FINRA
SRO Registrations
Nasdaq Stock Market
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Michael Iacono's CRS (Customer Relationship Summary).

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