Kathleen V. Scott
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kathleen Valaire Scott, who also goes by Kathleen Valaire Menish, Kathleen Menish Walker, was a registered financial professional .
Kathleen is a previously registered financial professional and started their career in finance in 1981. Kathleen had worked at 9 firms and has passed the Series 66, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 8, 2014 - February 16, 2017
CHERRY HILLS INVESTMENT ADVISORS, INC.
December 20, 2005 - July 21, 2014
CHERRY HILLS INVESTMENT ADVISORS, LLC
January 4, 2002 - December 19, 2005
SECURIAN FINANCIAL SERVICES, INC.
December 7, 2001 - December 19, 2005
SECURIAN FINANCIAL SERVICES, INC.
August 23, 2001 - November 19, 2001
LPL FINANCIAL LLC
July 28, 1997 - March 24, 1998
ROTH CAPITAL PARTNERS, LLC
January 29, 1996 - May 9, 1997
DB ALEX. BROWN LLC
October 27, 1993 - November 30, 1995
HANIFEN, IMHOFF INC.
November 16, 1982 - July 2, 1984
MONTGOMERY SECURITIES
June 23, 1981 - December 16, 1982
WILLIAM O'NEIL SECURITIES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CHERRY HILLS INVESTMENT ADVISORS, INC.
CRD#: 171882 / SEC#: 801-79961
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
