Charles J. Laporta

STONEBRIDGE FINANCIAL GROUP

Wormleysburg, PA 17043

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CRD#: 7324551

Professional summary

Charles Joseph Laporta IV, who also goes by Cj Laporta, Charles Joseph Laporta, is a registered financial advisor currently at STONEBRIDGE FINANCIAL GROUP, LLC located in Wormleysburg, Pennsylvania and PRIVATE CLIENT SERVICES, LLC located in Wormleysburg, Pennsylvania.

Charles is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2021. Charles has worked at 5 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Cj Laporta | Charles Joseph Laporta

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Beacon Clinic for Health and Hope. 248 Seneca St, Harrisburg, PA 17110. Non-profit clinic providing health care for un-or-underinsured individuals and families. I am a board member sitting on the Governance committee. 5 hrs/mo; 0 during trading hrs. Not investment related. 2) Stonebridge Financial Group, LLC. 602 N Front St, Wormleysburg, PA 17043. RIA. 160 hrs/mo; 160 during trading hrs. 3) Private Client Services, Investment Related; Wormleysburg, PA 17043; Sell financial products; Registered Representative; 04/2024 Less than 10 hours per month all during trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Joseph Laporta IV's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 2, 2024 - Present

STONEBRIDGE FINANCIAL GROUP, LLC

Office #1: 602 North Front Street, Wormleysburg, PA 17043

RIA

CRD#: 327529

Wormleysburg, PA

Current

April 4, 2024 - Present

PRIVATE CLIENT SERVICES, LLC

Office #1: 602 N Front St, Wormleysburg, PA 17043

RIA

CRD#: 120222

Wormleysburg, PA

Past

July 13, 2022 - December 31, 2023

OSAIC ADVISORY SERVICES, LLC

RIA

CRD#: 171070

Wormleysburg, PA

Past

July 13, 2022 - April 5, 2024

TRIAD ADVISORS LLC

CRD#: 25803

Wormleysburg, PA

Past

June 22, 2021 - March 8, 2022

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MECHANICSBURG, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STONEBRIDGE FINANCIAL GROUP, LLC

AVIA WEALTH ADVISORS | WHITECLIFF WEALTH MANAGEMENT | STONEBRIDGE FINANCIAL GROUP, LLC | EMC WEALTH MANAGEMENT LLC

CRD#: 327529 / SEC#: 801-129034

RIA

Registered Investment Advisory firm - (11/8/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Pennsylvania
(1/2/2024)

Pennsylvania
(4/4/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/29/2021

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 6/22/2021

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 2/11/2021

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

STONEBRIDGE FINANCIAL GROUP, LLC

AVIA WEALTH ADVISORS | WHITECLIFF WEALTH MANAGEMENT | STONEBRIDGE FINANCIAL GROUP, LLC | EMC WEALTH MANAGEMENT LLC

CRD#: 327529 / SEC#: 801-129034

RIA

Registered Investment Advisory firm - (11/8/2023 Approved)

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Contact information

Main Address

602 North Front Street, Wormleysburg, PA 17043

Mailing Address

Phone number

(717) 736-7007

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (21 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SFG WRAP BROCHURE (8/1/2025)

SFG ADV PART 2A (8/1/2025)

Regulatory assets under management

Total Number of Accounts	4,021
AUM (Assets Under Management)	$ 1,831,293,279

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Charles J. Laporta

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Joseph Laporta IV's CRS (Customer Relationship Summary).

Certified licenses

Experience

PRIVATE CLIENT SERVICES, LLC

OSAIC ADVISORY SERVICES, LLC

TRIAD ADVISORS LLC

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

STONEBRIDGE FINANCIAL GROUP, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 7/29/2021

Series 7TO

Date: 6/22/2021

SIE

Date: 2/11/2021

FINRA

Current Firm

STONEBRIDGE FINANCIAL GROUP, LLC

Contact information

SEC notice filing (21 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

STONEBRIDGE FINANCIAL GROUP, LLC

TRUST BUT VERIFY

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