James R. Hollon

MCBRYAR ADVISORY SERVICES

Bay Minette, AL 36507

Some features on this profile are disabled

CRD#: 732345

Professional summary

James Ross Hollon is a registered financial advisor currently at MCBRYAR ADVISORY SERVICES, INC. located in Bay Minette, Alabama.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1981. James has worked at 3 firms and has passed the Series 63, Series 22 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Ross Hollon's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 21, 2010 - Present

MCBRYAR ADVISORY SERVICES, INC.

Office #1: 326 Courthouse Square, Bay Minette, AL 36507

RIA

CRD#: 149871

Bay Minette, AL

Past

November 29, 2004 - July 21, 2010

J.R. HOLLON ADVISORY SERVICES, INC.

RIA

CRD#: 133027

SATSUMA, AL

Past

September 14, 1999 - November 19, 2004

OSAIC FS, INC.

RIA

CRD#: 3870

ALABASTER, AL

Past

June 22, 1981 - November 19, 2004

OSAIC FS, INC.

CRD#: 3870

FORT WAYNE, IN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Alabama
(7/21/2010)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 8/20/1981

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 22

Date: 6/22/1982

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 6/18/1981

Investment Company Products/Variable Contracts Representative Examination

Current Firm

MCBRYAR ADVISORY SERVICES, INC.

CRD#: 149871 / SEC#:

Alabama

Registered Investment Advisory firm - (9/10/2009 Approved)

Florida

Registered Investment Advisory firm - (4/4/2013 Approved)

Georgia

Registered Investment Advisory firm - (11/15/2012 Approved)

Ohio

Registered Investment Advisory firm - (3/14/2024 Approved)

Tennessee

Registered Investment Advisory firm - (5/21/2021 Approved)

Texas

Registered Investment Advisory firm - (11/22/2022 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

326 Courthouse Square, Bay Minette, AL 36507

Mailing Address

Phone number

(251) 285-0330

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Jared Adams

SMITH, BROWN & GROOVER, INC.

MACON, GA

Shivam Mittal

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Summit, NJ

Jason Gilbert

RGA INVESTMENT ADVISORS, LLC

IAR

Great Neck, NY

Why AdvisorCheck

We're Here To Help

Advisor Monitoring

Firm Stability Insights

James R. Hollon

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Ross Hollon's CRS (Customer Relationship Summary).

Certified licenses

Experience

MCBRYAR ADVISORY SERVICES, INC.

J.R. HOLLON ADVISORY SERVICES, INC.

OSAIC FS, INC.

OSAIC FS, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 8/20/1981

Series 22

Date: 6/22/1982

Series 6

Date: 6/18/1981

Current Firm

MCBRYAR ADVISORY SERVICES, INC.

Contact information

Documents

Red Flags

Company Information

MCBRYAR ADVISORY SERVICES, INC.

TRUST BUT VERIFY

Similar Advisors