AD
Aaron M. De La Cruz
VALIC FINANCIAL ADVISORS
Fort Worth, TX
Some features on this profile are disabled
CRD#: 7322819
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Professional summary
Aaron Michael De La Cruz, who also goes by Aaron De La Cruz, Aaron Delacruz, is a registered financial advisor currently at VALIC FINANCIAL ADVISORS, INC. located in Fort Worth, Texas and CETERA INVESTMENT ADVISERS LLC located in Fort Worth, Texas.
Aaron is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2022. Aaron has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Aaron De La Cruz | Aaron Delacruz
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Aaron Michael De La Cruz's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 19, 2022 - Present
VALIC FINANCIAL ADVISORS, INC.
RIA
BD
CRD#: 42803
Fort Worth, TX
Current
March 6, 2026 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 1622 Park Pl Ave, Fort Worth, TX 76110RIA
CRD#: 105644
FORT WORTH, TX
Current
July 11, 2022 - Present
VALIC FINANCIAL ADVISORS, INC.
Office #1: 2919 Allen Parkway 9th Floor - Retirement Education Center, Houston, TX 77019RIA
BD
CRD#: 42803
Houston, TX
Current
March 6, 2026 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 1622 Park Place Ave, Fort Worth, TX 76110BD
CRD#: 13572
Fort Worth, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/2/2023)
IAR
Alabama(2/2/2023)
RR
Alaska(2/2/2023)
IAR
Alaska(2/2/2023)
RR
Arizona(3/21/2023)
IAR
Arizona(4/3/2023)
RR
Arkansas(3/21/2023)
IAR
Arkansas(3/21/2023)
RR
California(2/2/2023)
IAR
California(2/2/2023)
RR
Colorado(3/21/2023)
IAR
Colorado(3/21/2023)
RR
Connecticut(3/21/2023)
IAR
Connecticut(3/21/2023)
RR
Delaware(3/21/2023)
IAR
Delaware(3/21/2023)
RR
District of Columbia(3/21/2023)
IAR
District of Columbia(6/8/2023)
RR
Florida(2/2/2023)
IAR
Florida(2/3/2023)
RR
Georgia(2/2/2023)
IAR
Georgia(2/6/2023)
RR
Hawaii(2/2/2023)
IAR
Hawaii(2/2/2023)
RR
Idaho(2/2/2023)
IAR
Idaho(2/2/2023)
RR
Illinois(3/21/2023)
IAR
Illinois(3/21/2023)
RR
Indiana(3/21/2023)
IAR
Indiana(3/21/2023)
RR
Iowa(3/21/2023)
IAR
Iowa(3/21/2023)
RR
Kansas(3/21/2023)
IAR
Kansas(3/21/2023)
RR
Kentucky(3/21/2023)
IAR
Kentucky(3/21/2023)
RR
Louisiana(3/21/2023)
IAR
Louisiana(3/21/2023)
RR
Maine(3/21/2023)
IAR
Maine(3/21/2023)
RR
Maryland(3/21/2023)
IAR
Maryland(3/21/2023)
RR
Massachusetts(3/21/2023)
IAR
Massachusetts(6/7/2023)
RR
Michigan(3/21/2023)
IAR
Michigan(3/21/2023)
RR
Minnesota(2/2/2023)
IAR
Minnesota(2/2/2023)
RR
Mississippi(3/21/2023)
IAR
Mississippi(3/21/2023)
RR
Missouri(3/21/2023)
IAR
Missouri(3/21/2023)
RR
Montana(2/2/2023)
IAR
Montana(2/3/2023)
RR
Nebraska(3/21/2023)
IAR
Nebraska(3/21/2023)
RR
Nevada(3/21/2023)
IAR
Nevada(3/27/2023)
RR
New Hampshire(3/21/2023)
IAR
New Hampshire(3/21/2023)
RR
New Jersey(3/21/2023)
IAR
New Jersey(3/21/2023)
RR
New Mexico(3/21/2023)
IAR
New Mexico(3/23/2023)
RR
New York(3/21/2023)
IAR
New York(3/21/2023)
RR
North Carolina(2/2/2023)
IAR
North Carolina(2/2/2023)
RR
North Dakota(2/2/2023)
IAR
North Dakota(2/6/2023)
RR
Ohio(3/21/2023)
IAR
Ohio(3/21/2023)
RR
Oklahoma(3/21/2023)
IAR
Oklahoma(3/21/2023)
RR
Oregon(2/2/2023)
IAR
Oregon(2/2/2023)
RR
Pennsylvania(3/21/2023)
IAR
Pennsylvania(3/21/2023)
RR
Rhode Island(3/21/2023)
IAR
Rhode Island(3/21/2023)
RR
South Carolina(2/2/2023)
IAR
South Carolina(2/2/2023)
RR
South Dakota(2/2/2023)
IAR
South Dakota(2/2/2023)
RR
Tennessee(2/2/2023)
IAR
Texas(7/19/2022)
RR
Texas(8/8/2022)
RR
Utah(3/21/2023)
IAR
Utah(3/21/2023)
RR
Vermont(3/21/2023)
IAR
Vermont(3/22/2023)
RR
Virginia(3/21/2023)
IAR
Virginia(3/21/2023)
RR
Washington(2/2/2023)
IAR
Washington(2/2/2023)
RR
West Virginia(3/21/2023)
IAR
West Virginia(3/24/2023)
RR
Wisconsin(2/2/2023)
IAR
Wisconsin(2/2/2023)
RR
Wyoming(3/21/2023)
IAR
Wyoming(3/21/2023)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 7/11/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
