Ryan M. Friedsam
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ryan Michael Friedsam, who also goes by Ryan Friedsam, was a registered financial professional .
Ryan is a previously registered financial professional and started their career in finance in 2020. Ryan had worked at 2 firms and has passed the Series 63, Series 31, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 20, 2021 - October 17, 2025
LAZARD ASSET MANAGEMENT SECURITIES LLC
December 26, 2020 - October 25, 2021
SANFORD C. BERNSTEIN & CO., LLC
State Registrations and Notice Filings
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Exams
Series 7TO
Date: 12/26/2020
General Securities Representative ExaminationCurrent Firm
LAZARD ASSET MANAGEMENT SECURITIES LLC
CRD#: 129119 / SEC#: , 8-66201
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Red Flags
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