Shimon Willig

MWM GROUP LLC

Cedarhurst, NY 11516

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CRD#: 7321471

Professional summary

Shimon Willig is a registered financial advisor currently at MWM GROUP LLC located in Cedarhurst, New York and PURSHE KAPLAN STERLING INVESTMENTS located in Cedarhurst, New York.

Shimon is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2021. Shimon has worked at 2 firms and has passed the Series 66, Series 63, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) MWM Group. Investment Related. 335 Washington Ave Cedarhurst, NY 11516. RIA, Investment Advisor. Start 9/2020. 160hrs/mo, all during trading hours. Provide investment advice. 2) Fixed Insurance. Non-Investment Related. 1193 Beach 9th Street, Far Rockaway, NY 11691. Fixed Insurance Broker. Start 9/2020. 40hrs/mo, 35hrs/mo during trading hours. Provide insurance services.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Shimon Willig's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 9, 2024 - Present

MWM GROUP LLC

Office #1: 335 Washington Ave, Cedarhurst, NY 11516

RIA

CRD#: 164123

Cedarhurst, NY

Current

January 14, 2021 - Present

PURSHE KAPLAN STERLING INVESTMENTS

Office #1: 335 Washington Ave, Cedarhurst, NY 11516

CRD#: 35747

Cedarhurst, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MWM GROUP LLC

CRD#: 164123 / SEC#: 801-76661

RIA

Registered Investment Advisory firm - (5/12/2012 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(6/11/2021)

Connecticut
(7/15/2024)

Michigan
(9/2/2021)

Minnesota
(6/1/2023)

New York
(2/23/2021)

IAR

New York
(10/9/2024)

Ohio
(9/3/2021)

Pennsylvania
(10/18/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/20/2024

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 2/23/2021

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 1/14/2021

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/23/2020

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

MWM GROUP LLC

CRD#: 164123 / SEC#: 801-76661

RIA

Registered Investment Advisory firm - (5/12/2012 Approved)

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Contact information

Main Address

335 Washington Ave, Cedarhurst, NY 11516

Mailing Address

Phone number

(718) 696-4000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MWM GROUP FORM ADV PART 2A WRAP (3/28/2025)

Regulatory assets under management

Total Number of Accounts	417
AUM (Assets Under Management)	$ 362,427,459

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Shimon Willig

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Shimon Willig's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

Primary Firm SEC Registration

MWM GROUP LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 8/20/2024

Series 63

Date: 2/23/2021

Series 7TO

Date: 1/14/2021

SIE

Date: 10/23/2020

FINRA

Current Firm

MWM GROUP LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MWM GROUP LLC

TRUST BUT VERIFY

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