Jyoti A. Marshall

THE WILLIAM ALLAN

OAK PARK, CA

Some features on this profile are disabled

CRD#: 7321245

Professional summary

Jyoti Amar Marshall, who also goes by Jyoti Amar Makhija, is a registered financial advisor currently at THE WILLIAM ALLAN CORPORATION located in Oak Park, California.

Jyoti is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Jyoti has worked at 1 firm .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jyoti Amar Makhija

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

JM Accounting & Consulting Inc, Agoura Hills, California, Owner/President/CPA, 5/2020 - Present

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jyoti Amar Marshall's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 24, 2020 - Present

THE WILLIAM ALLAN CORPORATION

RIA

CRD#: 133147

OAK PARK, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

THE WILLIAM ALLAN CORPORATION

THE WILLIAM ALLAN CORPORATION | WILLIAM ALLAN, LLC

CRD#: 133147 / SEC#: 801-121683

RIA

Registered Investment Advisory firm - (7/2/2021 Approved)

California

Registered Investment Advisory firm - (11/22/2021 Terminated)

Nevada

Registered Investment Advisory firm - (8/13/2021 Terminated)

Texas

Registered Investment Advisory firm - (7/14/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(12/24/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

THE WILLIAM ALLAN CORPORATION

THE WILLIAM ALLAN CORPORATION | WILLIAM ALLAN, LLC

CRD#: 133147 / SEC#: 801-121683

RIA

Registered Investment Advisory firm - (7/2/2021 Approved)

California

Registered Investment Advisory firm - (11/22/2021 Terminated)

Nevada

Registered Investment Advisory firm - (8/13/2021 Terminated)

Texas

Registered Investment Advisory firm - (7/14/2021 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

3711 John F Kennedy Pkwy. Suite 420, Fort Collins, CO 80525

Mailing Address

Phone number

(800) 677-5309

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WA - FIRM BROCHURE (3/27/2025)

Regulatory assets under management

Total Number of Accounts	603
AUM (Assets Under Management)	$ 185,211,069

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Jyoti A. Marshall

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jyoti Amar Marshall's CRS (Customer Relationship Summary).

Certified licenses

Experience

THE WILLIAM ALLAN CORPORATION

Primary Firm SEC Registration

THE WILLIAM ALLAN CORPORATION

State Registrations and Notice Filings

Exams

Current Firm

THE WILLIAM ALLAN CORPORATION

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

THE WILLIAM ALLAN CORPORATION

TRUST BUT VERIFY

Similar Advisors