Abraham J. Thalappillil
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Abraham J Thalappillil was a registered financial professional .
Abraham is a previously registered financial professional and started their career in finance in 1981. Abraham had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 30, 2010 - October 15, 2015
J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC
May 27, 2009 - October 15, 2015
J.P. TURNER & COMPANY, L.L.C.
April 2, 2007 - June 1, 2009
MORGAN STANLEY & CO. LLC
May 26, 1994 - April 2, 2007
MORGAN STANLEY DW INC.
March 3, 1983 - May 27, 1994
UBS FINANCIAL SERVICES INC.
June 23, 1981 - March 7, 1983
INDIVIDUAL'S SECURITIES LTD.
State Registrations and Notice Filings
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Exams
Current Firm
J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC
CRD#: 124446 / SEC#: 801-67970
Contact information
Red Flags
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