John Edward Stanojev | Financial Professional | New Britain, Pennsylvania | KINGSWOOD WEALTH ADVISORS, LLC

Professional summary

John Edward Stanojev is a registered financial advisor currently at KINGSWOOD WEALTH ADVISORS, LLC located in New Britain, Pennsylvania and KINGSWOOD CAPITAL PARTNERS, LLC located in New Britain, Pennsylvania.

John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1981. John has worked at 14 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Capital Ins & Invest Planning Inc, Yes, 350 E Butler Ave Ste 102, New Britain, PA 18901, DBA for securities/insurance business, RR/IAR, 04.2002, 200hrs+, All trading hrs, DBA, 2) Quatum Ins Specialist, no, 350 E Butler Ave Ste 102, New Britain, PA 18901, life, health & disability ins agent, general agent 6-10hrs/week, 24-40/mo during trade hrs, sell insurance products through other agencies, 3) Mercer Museum, no, 84 S. Pine St Doylestown, PA 18901, non-profit museum, Rainmaker committee member, 2hrs/mo, 2hrs/mo during trading hrs, assist w/fundraising & museum events 4) PEARL S. BUCK FOUNDATION, MEMBER OF DEVELOPMENT COMMITTEE, ATTEND MEETINGS FOR FUND RAISING, 30 HRS PER YEAR, MEET 1 TIME PER MONTH. 4) Community College of Philadelphia, No, 1700 Spring Garden St, Philly, PA 19130, Community College, Adjunct Professor, 2nd week of Sept, 12hrs/mo, 2hrs/mo during trade hrs, Adjuct professor for Continuing Prof Edu Program 5) Discover Doylestown Bus Assoc, no, State & Pine St, Doylestown, PA, Santa Clause, 45hrs/mo, 8hrs during trade hrs in the winter, dress up as santa claus for community xmas tree activities 6) Friends of Borough Dam, no, non--profit Sponsoring Fishing Derbies, Fundraising Chairman, 3mo/yr, 15hrs, 2hrs during trade hrs, fishing derbies for nursing homes, children etc

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Edward Stanojev's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 30, 2025 - Present

KINGSWOOD WEALTH ADVISORS, LLC

Office #1: 350 E Butler Ave Ste 102, New Britain, PA 18901

RIA

CRD#: 288792

New Britain, PA

Current

May 30, 2025 - Present

KINGSWOOD CAPITAL PARTNERS, LLC

Office #1: 350 E. Butler Ave Ste 102, New Britain, PA 18901

BD

CRD#: 6627

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KW

KINGSWOOD WEALTH ADVISORS, LLC

CRD#: 288792 / SEC#: 801-110755

RIA

Registered Investment Advisory firm - (7/3/2017 Approved)

Arizona

Registered Investment Advisory firm - (1/31/2018 Terminated)

District of Columbia

Registered Investment Advisory firm - (1/31/2018 Terminated)

Maryland

Registered Investment Advisory firm - (3/2/2018 Terminated)

Michigan

Registered Investment Advisory firm - (1/26/2018 Terminated)

West Virginia

Registered Investment Advisory firm - (1/31/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

RR

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR

California
(6/5/2025)

RR

Colorado
(6/5/2025)

RR

Delaware
(5/30/2025)

RR

Florida
(5/30/2025)

RR

Kansas
(6/5/2025)

RR

Maryland
(5/30/2025)

RR

Michigan
(6/5/2025)

RR

New Jersey
(5/30/2025)

IAR

New Jersey
(6/2/2025)

RR

New York
(6/5/2025)

RR

North Carolina
(6/5/2025)

RR

Oregon
(5/30/2025)

RR

Pennsylvania
(5/30/2025)

IAR

Pennsylvania
(5/30/2025)

RR

South Carolina
(6/5/2025)

RR

Tennessee
(5/30/2025)

RR

Virginia
(5/30/2025)

RR

Washington
(5/30/2025)

RR

Wisconsin
(6/5/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/11/2019

Uniform Investment Adviser Law Examination

State Security Law Exam

RR

Series 63

Date: 11/18/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

RR

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

RR

Series 7

Date: 11/2/2000

General Securities Representative Examination

KW

KINGSWOOD WEALTH ADVISORS, LLC

CRD#: 288792 / SEC#: 801-110755

RIA

Registered Investment Advisory firm - (7/3/2017 Approved)

Arizona

Registered Investment Advisory firm - (1/31/2018 Terminated)

District of Columbia

Registered Investment Advisory firm - (1/31/2018 Terminated)

Maryland

Registered Investment Advisory firm - (3/2/2018 Terminated)

Michigan

Registered Investment Advisory firm - (1/26/2018 Terminated)

West Virginia

Registered Investment Advisory firm - (1/31/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

11440 W. Bernardo Court Suite 300, San Diego, CA 92127

Mailing Address

126 E 56th Suite 3l, New York, NY 10022

Phone number

(800) 535-6981

Established

Firm type

Fiscal year end

# of Employees

80

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MARCH 2025 (3/26/2025)

WRAP FEE PROGRAM BROCHURE - MARCH 28 2024 (3/26/2025)

Regulatory assets under management

Total Number of Accounts	9,250
AUM (Assets Under Management)	$ 2,470,940,336

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

John E. Stanojev

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Edward Stanojev's CRS (Customer Relationship Summary).

Certified licenses

Experience

KINGSWOOD CAPITAL PARTNERS, LLC

CADARET, GRANT & CO., INC.

CADARET, GRANT & CO., INC.

CINCINNATI ANALYSTS, INC.

MBSC, LLC

DREYFUS INVESTMENT SERVICES COMPANY, LLC

TRUSTMONT FINANCIAL GROUP, INC.

CINCINNATI ANALYSTS, INC.

OSAIC WEALTH, INC.

KEOGLER, MORGAN & COMPANY, INC.

NEW ENGLAND SECURITIES

EQUITY SERVICES, INC.

JOHN HANCOCK DISTRIBUTORS LLC

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

EQUITABLE ADVISORS, LLC

Primary Firm SEC Registration

KINGSWOOD WEALTH ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/11/2019

Series 63

Date: 11/18/1983

SIE

Date: 10/1/2018

Series 7

Date: 11/2/2000

Series 6

Date: 6/4/1981

FINRA

Nasdaq Stock Market

Current Firm

KINGSWOOD WEALTH ADVISORS, LLC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

KINGSWOOD WEALTH ADVISORS, LLC

TRUST BUT VERIFY

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