MG
Matthew E. Guzman
NEW MILLENNIUM GROUP
Spokane, WA 99223
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CRD#: 7320614
MG
Professional summary
Matthew E Guzman, who also goes by Matthew Elliott Guzman, is a registered financial advisor currently at NEW MILLENNIUM GROUP located in Spokane, Washington.
Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Matthew has worked at 2 firms and has passed the Series 65, Series 63, Series 6TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Matthew Elliott Guzman
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Matthew E Guzman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 22, 2026 - Present
NEW MILLENNIUM GROUP
Office #1: 5915 S. Regal St. Suite 214, Spokane, WA 99223RIA
CRD#: 299249
Spokane, WA
Past
October 21, 2024 - September 10, 2025
NYLIFE SECURITIES LLC
BD
CRD#: 5167
SPOKANE, WA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NM
NEW MILLENNIUM GROUP
NEW MILLENNIUM GROUP | UTAHS FINANCIAL PLANNER | NEW MILLENNIUM GROUP, LLC | NEW MILLENNIUM GROUP LLC
CRD#: 299249 / SEC#: 801-120516
RIA
Registered Investment Advisory firm - (3/15/2021 Approved)Arizona
Registered Investment Advisory firm - (7/29/2021 Terminated)California
Registered Investment Advisory firm - (8/28/2021 Terminated)Idaho
Registered Investment Advisory firm - (7/29/2021 Terminated)Texas
Registered Investment Advisory firm - (7/29/2021 Terminated)Utah
Registered Investment Advisory firm - (7/30/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Washington(3/22/2026)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 10/19/2024
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
Current Firm
NM
NEW MILLENNIUM GROUP
NEW MILLENNIUM GROUP | UTAHS FINANCIAL PLANNER | NEW MILLENNIUM GROUP, LLC | NEW MILLENNIUM GROUP LLC
CRD#: 299249 / SEC#: 801-120516
RIA
Registered Investment Advisory firm - (3/15/2021 Approved)Arizona
Registered Investment Advisory firm - (7/29/2021 Terminated)California
Registered Investment Advisory firm - (8/28/2021 Terminated)Idaho
Registered Investment Advisory firm - (7/29/2021 Terminated)Texas
Registered Investment Advisory firm - (7/29/2021 Terminated)Utah
Registered Investment Advisory firm - (7/30/2021 Terminated)PREMIUM
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Contact information
Main Address
10050 South State Street, Sandy, UT 84070
Mailing Address
Phone number
(801) 446-9950
Established
Firm type
Fiscal year end
# of Employees
18
SEC notice filing (10 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,712 |
| AUM (Assets Under Management) | $ 200,605,006 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
NEW MILLENNIUM GROUP
CRD#: 299249Spokane, WA 99223TRUST BUT VERIFY
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