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SW

Su-chi Justina Wang

FIRST ASSET FINANCIAL
SALINA, KS 67401
Some features on this profile are disabled
CRD#: 7317970
SW
Su-chi Justina WangFIRST ASSET FINANCIAL

Professional summary

Su-chi Justina Wang is a registered financial professional currently at FIRST ASSET FINANCIAL INC. located in Salina, Kansas.

Su-chi Justina is registered as a RR (Registered Representative) and started their career in finance in 2021. Su-chi Justina has worked at 2 firms and has passed the Series 63, Series 6TO and SIE exams.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Su-chi Justina Wang's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 23, 2026 - Present

FIRST ASSET FINANCIAL INC.

Office #1: 110 E. Iron Ave., Salina, KS 67401
BD
CRD#: 139107
SALINA, KS
Past

January 6, 2021 - March 19, 2026

TRANSAMERICA FINANCIAL ADVISORS, LLC

BD
CRD#: 16164
BREA, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(6/23/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 1/29/2021
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 6TO
Date: 1/6/2021
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
RR
SIE
Date: 8/7/2020
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

FA
FIRST ASSET FINANCIAL INC.
FIRST ASSET FINANCIAL INC.

CRD#: 139107 / SEC#: , 8-67191

BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information

Main Address
110 E. Iron Ave., Salina, KS 67401
Mailing Address
110 E. Iron Ave., Salina, KS 67401
Phone number
(785) 825-5050
Established
Kansas since 06/15/2005
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (4 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
AMERICAN GLOBAL WEALTH SERVICES, INCOWNER
CIANTRO, PHILIP GERARDFINOP2350685
FAULK, RACHELCCO7712313
HAMMAN, ROBERT LEEPRESIDENT, ROSFP827526

Disclosures

Regulatory Event1

Red Flags

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Company Information

FIRST ASSET FINANCIAL INC.

CRD#: 139107Salina, KS 67401

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