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RT

Ryan P. Turner

GUGGENHEIM INVESTOR SERVICES
NEW YORK, NY 10017
Some features on this profile are disabled
CRD#: 7317846
RT
Ryan P TurnerGUGGENHEIM INVESTOR SERVICES

Professional summary

Ryan P Turner, who also goes by Ryan Turner, is a registered financial professional currently at GUGGENHEIM INVESTOR SERVICES, LLC located in New York, New York.

Ryan is registered as a RR (Registered Representative) and started their career in finance in 2021. Ryan has worked at 3 firms and has passed the Series 66, Series 99TO, Series 7TO and SIE exams.

Aliases

Ryan Turner

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Ryan P Turner's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 29, 2026 - Present

GUGGENHEIM INVESTOR SERVICES, LLC

Office #1: 330 Madison Avenue, New York, NY 10017
BD
CRD#: 30096
NEW YORK, NY
Past

December 9, 2022 - June 8, 2026

MORGAN STANLEY

RIA
CRD#: 149777
New York, NY
Past

December 9, 2022 - June 8, 2026

MORGAN STANLEY

BD
CRD#: 149777
PURCHASE, NY
Past

July 2, 2021 - September 22, 2022

EQUITABLE ADVISORS, LLC

RIA
CRD#: 6627
NEW YORK, NY
Past

May 14, 2021 - September 22, 2022

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(7/29/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 4/9/2021
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 5/8/2024
Operations Professional Examination
General Industry/Product Exam
RR
Series 7TO
Date: 5/14/2021
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 8/3/2020
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

GI
GUGGENHEIM INVESTOR SERVICES, LLC
GUGGENHEIM INVESTMENTS | INTER-ATLANTIC SECURITIES CORPORATION | GUGGENHEIM SECURITIES, LLC | GUGGENHEIM PARTNERS | GUGGENHEIM INVESTOR SERVICES, LLC

CRD#: 30096 / SEC#: , 8-44742

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
330 Madison Avenue, New York, NY 10017
Mailing Address
330 Madison Avenue, New York, NY 10017
Phone number
(212) 901-9405
Established
Delaware since 12/31/2001
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (13 States and Territories)

Documents

Direct owners and executive officers

NamePositionCRD#
GUGGENHEIM FUNDS SERVICES, LLCMEMBER
CHAN, YING ZPRINCIPAL FINANCIAL AND OPERATIONS OFFICER4956885
DILORENZO, DINA MARIEMANAGING EXECUTIVE2664787
SAPERSTEIN, ROBERT ANDREWCHIEF COMPLIANCE OFFICER2567876

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

GUGGENHEIM INVESTOR SERVICES, LLC

CRD#: 30096New York, NY 10017

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