JE
James M. Eggers
JT STRATFORD
Winston Salem, NC 27103
Some features on this profile are disabled
CRD#: 7316705
JE
Professional summary
James Musgrove Eggers, who also goes by James M Eggers, James Eggers, Jimmy Eggers, Eggers Musgrove, is a registered financial advisor currently at JT STRATFORD, LLC located in Winston Salem, North Carolina.
James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. James has worked at 2 firms .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
James M Eggers | James Eggers | Jimmy Eggers | Eggers Musgrove
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Tanglewood Pizza Company, LLC; Non Investment-Related; Advance, NC; Full Service Restaurant; Member; 6/2015; 10 hrs/mo; 0 hrs/mo during securities trading hours; Duties are bookkeeping, sales tax return filings, tax return filings, periodic meetings. 2. Peters Creek RE, LLC; Non Investment-Related; Clemmons, NC; Rental Real Estate Investment LLC: Member/1/2021; 1 hr/mo; 0 hrs/mo during securities trading hours; Duties are annual tax return filing.
CRS (Client Relationship Summary) - RIA
Click below to view James Musgrove Eggers's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 14, 2023 - Present
JT STRATFORD, LLC
Office #1: 505 Olive Street, Winston Salem, NC 27103RIA
CRD#: 155629
Winston Salem, NC
Past
February 17, 2021 - March 1, 2023
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
High Point, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JS
JT STRATFORD, LLC
ECHOLS FINANCIAL SERVICES | RETIREMENT RESOURCES, LLC | JT STRATFORD, LLC | HAMES & COMPANY | FIDUCIARY CAPITAL STRATFORD, LLC
CRD#: 155629 / SEC#: 801-101474
RIA
Registered Investment Advisory firm - (7/22/2015 Approved)Florida
Registered Investment Advisory firm - (9/8/2015 Terminated)Georgia
Registered Investment Advisory firm - (9/15/2015 Terminated)North Carolina
Registered Investment Advisory firm - (9/8/2015 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Georgia(4/20/2023)
IAR
North Carolina(3/14/2023)
IAR
Texas(3/14/2023)
Exams
Current Firm
JS
JT STRATFORD, LLC
ECHOLS FINANCIAL SERVICES | RETIREMENT RESOURCES, LLC | JT STRATFORD, LLC | HAMES & COMPANY | FIDUCIARY CAPITAL STRATFORD, LLC
CRD#: 155629 / SEC#: 801-101474
RIA
Registered Investment Advisory firm - (7/22/2015 Approved)Florida
Registered Investment Advisory firm - (9/8/2015 Terminated)Georgia
Registered Investment Advisory firm - (9/15/2015 Terminated)North Carolina
Registered Investment Advisory firm - (9/8/2015 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
311 Green Street Suite 100, Gainesville, GA 30501
Mailing Address
P.o. Box 5966, Gainesville, GA 30504
Phone number
(770) 534-6046
Established
Firm type
Fiscal year end
# of Employees
14
SEC notice filing (11 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,552 |
| AUM (Assets Under Management) | $ 814,917,678 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
