Yvonne U. Ocampo
Professional summary
Yvonne Unay Ocampo is a registered financial professional currently at ALLIANCE-ONE INVESTMENTS, LLC located in Tulsa, Oklahoma.
Yvonne is registered as a RR (Registered Representative) and started their career in finance in 2021. Yvonne has worked at 2 firms and has passed the Series 63, Series 7TO, SIE and Series 26 exams.
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Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Yvonne Unay Ocampo's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 25, 2023 - Present
ALLIANCE-ONE INVESTMENTS, LLC
Office #1: 4000 N Mingo Rd, Tulsa, OK 74116March 2, 2021 - October 8, 2021
E*TRADE SECURITIES LLC
State Registrations and Notice Filings
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Exams
Series 7TO
Date: 3/2/2021
General Securities Representative ExaminationFINRA
Current Firm
ALLIANCE-ONE INVESTMENTS, LLC
CRD#: 286025 / SEC#: , 8-69868
Contact information
Documents
Red Flags
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Company Information
ALLIANCE-ONE INVESTMENTS, LLC
CRD#: 286025Tulsa, OK 74116TRUST BUT VERIFY
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