John J. Chamorro

US CAPITAL GLOBAL WEALTH MANAGEMENT

Hopewell Jct, NY

Some features on this profile are disabled

CRD#: 7313345

Professional summary

John Jader Chamorro, who also goes by John Chamorro, is a registered financial advisor currently at US CAPITAL GLOBAL WEALTH MANAGEMENT, LLC located in Hopewell Jct, New York and US CAPITAL GLOBAL SECURITIES, LLC located in San Francisco, California.

John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2021. John has worked at 6 firms and has passed the Series 65, Series 63, Series 79TO, Series 6TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

John Chamorro

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Jader Chamorro's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 11, 2023 - Present

US CAPITAL GLOBAL WEALTH MANAGEMENT, LLC

RIA

CRD#: 299885

Hopewell Jct, NY

Current

February 11, 2023 - Present

US CAPITAL GLOBAL SECURITIES, LLC

Office #1: 1 Ferry Building Suite 201, San Francisco, CA 94111

CRD#: 169544

San Francisco, CA

Past

June 21, 2022 - January 31, 2023

KENMAR SECURITIES, LLC

CRD#: 171793

NEW YORK, NY

Past

September 9, 2021 - October 15, 2021

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

RIA

CRD#: 2881

NEW YORK, NY

Past

September 3, 2021 - October 15, 2021

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

NEW YORK, NY

Past

April 12, 2021 - July 8, 2021

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

Pearl River, NY

Past

January 11, 2021 - July 8, 2021

CETERA INVESTMENT SERVICES LLC

CRD#: 15340

PEARL RIVER, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(2/11/2023)

IAR

California
(2/11/2023)

New York
(2/11/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/4/2021

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/25/2021

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 79TO

Date: 8/17/2022

Investment Banking Registered Representative Examination

General Industry/Product Exam

Series 6TO

Date: 1/11/2021

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 11/9/2020

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

US CAPITAL GLOBAL WEALTH MANAGEMENT, LLC

US CAPITAL GLOBAL WEALTH MANAGEMENT LLC | US CAPITAL GLOBAL WEALTH MANAGEMENT, LLC

CRD#: 299885 / SEC#:

California

Registered Investment Advisory firm - (3/27/2019 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1 Ferry Building Suite 201, San Francisco, CA 94111

Mailing Address

Phone number

(917) 923-9649

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	50
AUM (Assets Under Management)	$ 19,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

We're Here To Help

Advisor Monitoring

Firm Stability Insights

John J. Chamorro

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Jader Chamorro's CRS (Customer Relationship Summary).

Certified licenses

Experience

US CAPITAL GLOBAL SECURITIES, LLC

KENMAR SECURITIES, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CETERA INVESTMENT ADVISERS LLC

CETERA INVESTMENT SERVICES LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/4/2021

Series 63

Date: 1/25/2021

Series 79TO

Date: 8/17/2022

Series 6TO

Date: 1/11/2021

SIE

Date: 11/9/2020

FINRA

Current Firm

US CAPITAL GLOBAL WEALTH MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

US CAPITAL GLOBAL WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

Similar Advisors