Andrew J. Dobbin
Professional summary
Andrew Jason Dobbin, who also goes by Andy Dobbin, is a registered financial professional currently at CANTOR FITZGERALD & CO. located in New York, New York.
Andrew is registered as a RR (Registered Representative) and started their career in finance in 1981. Andrew has worked at 13 firms and has passed the Series 63, Series 52TO, SIE, Series 7 and Series 52 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Andrew Jason Dobbin's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 2, 2026 - Present
CANTOR FITZGERALD & CO.
Office #1: 110 East 59th Street 5th Floor Dcm, New York, NY 10022February 3, 2025 - April 20, 2026
ODEON CAPITAL GROUP LLC
November 21, 2023 - January 2, 2025
CREWS & ASSOCIATES, INC.
July 11, 2023 - November 2, 2023
AMERIVET SECURITIES, INC.
May 1, 2018 - May 1, 2023
R.W.PRESSPRICH & CO.
May 9, 2016 - February 22, 2018
COWEN AND COMPANY
October 20, 2014 - May 11, 2016
CRT CAPITAL GROUP LLC
September 15, 2011 - July 9, 2014
SWEDBANK SECURITIES US, LLC
August 2, 1990 - October 11, 1995
RODMAN & RENSHAW INC.
July 9, 1987 - October 17, 1989
QUADREX SECURITIES CORPORATION
March 10, 1986 - February 11, 1987
WOLFE & HURST SECURITIES INC.
July 14, 1982 - October 18, 1985
PRUDENTIAL EQUITY GROUP, LLC
May 18, 1981 - July 19, 1982
J. B. HANAUER & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/4/2026)
(6/4/2026)
(6/4/2026)
(6/4/2026)
(6/2/2026)
Exams
Series 52TO
Date: 7/11/2023
Municipal Securities Representative ExaminationCboe BYX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
Investors' Exchange LLC
NYSE Arca, Inc.
Nasdaq ISE, LLC
Nasdaq Stock Market
Current Firm
CANTOR FITZGERALD & CO.
CRD#: 134 / SEC#: , 8-201
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CFS CF & CO I HOLDINGS, L.P. | MANAGING GENERAL PARTNER | |
| ANZALONE, THOMAS JOSEPH | CHIEF OPERATIONS OFFICER/PRINCIPAL OPERATIONS OFFICER | 1161513 |
| BANDELIER, PASCAL DANIEL | CO-CHIEF EXECUTIVE OFFICER/GLOBAL HEAD OF EQUITIES | 4424051 |
| CFLP CF&CO I HOLDINGS, L.P. | LIMITED PARTNER | |
| KELLY, SAGE NOLAN | CO-CHIEF EXECUTIVE OFFICER /GLOBAL HEAD OF INVESTMENT BANKING | 2528122 |
| MERKEL, STEPHEN MARCUS | EXECUTIVE MANAGING DIRECTOR, CHIEF LEGAL OFFICER, GENERAL COUNSEL & SECRETARY | 2366318 |
| SALINAS, DANNY | CHIEF FINANCIAL OFFICER | 6184109 |
| SHIELDS, WILLIAM MICHAEL | CHIEF COMPLIANCE OFFICER | 2380166 |
| WALL, CHRISTIAN DOUGLAS | CO-CHIEF EXECUTIVE OFFICER/GLOBAL HEAD OF FIXED INCOME | 2751397 |
Disclosures
| Regulatory Event | 97 |
Red Flags
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