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RA

Ryan J. Anderson

EXCHANGERIGHT SECURITIES
Pasadena, CA 91106
Some features on this profile are disabled
CRD#: 7312021
RA

Professional summary


Ryan Jay Anderson, who also goes by Ryan Jay Anderson, is a registered financial professional currently at EXCHANGERIGHT SECURITIES, LLC located in Pasadena, California.

Ryan is registered as a RR (Registered Representative) and started their career in finance in 2020. Ryan has worked at 4 firms and has passed the Series 63, Series 7TO, Series 22TO and SIE exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Ryan Jay Anderson

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Ryan Jay Anderson's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

February 9, 2023 - Present

EXCHANGERIGHT SECURITIES, LLC

Office #1: 1055 E. Colorado Blvd, Suite 3130, Pasadena, CA 91106
BD
CRD#: 283430
Pasadena, CA
Past

February 7, 2022 - February 9, 2023

LIGHTHOUSE CAPITAL GROUP, LLC

BD
CRD#: 169135
PASADENA, CA
Past

March 22, 2021 - September 15, 2021

PATRICK CAPITAL MARKETS, LLC

BD
CRD#: 16518
Castle Rock, CO
Past

December 22, 2020 - March 23, 2021

COLORADO FINANCIAL SERVICE CORPORATION

BD
CRD#: 104343
CENTENNIAL, CO

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arkansas
(3/4/2024)
RR
California
(3/4/2024)
RR
Delaware
(4/14/2025)
RR
District of Columbia
(4/14/2025)
RR
Indiana
(4/14/2025)
RR
Iowa
(3/4/2024)
RR
Kansas
(3/4/2024)
RR
Kentucky
(4/14/2025)
RR
Louisiana
(3/4/2024)
RR
Maryland
(4/14/2025)
RR
Michigan
(4/15/2025)
RR
Minnesota
(3/4/2024)
RR
Missouri
(3/4/2024)
RR
Nebraska
(3/4/2024)
RR
North Carolina
(7/17/2025)
RR
North Dakota
(3/4/2024)
RR
Ohio
(4/15/2025)
RR
Oklahoma
(3/4/2024)
RR
Pennsylvania
(7/22/2025)
RR
South Carolina
(7/17/2025)
RR
South Dakota
(3/5/2024)
RR
Virginia
(4/14/2025)
RR
West Virginia
(4/14/2025)
RR
Wisconsin
(3/4/2024)

Exams


State Security Law Exam
RR
Series 63
Date: 1/22/2021
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 11/15/2023
General Securities Representative Examination
General Industry/Product Exam
RR
Series 22TO
Date: 12/22/2020
Direct Participation Programs Representative Examination
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


ES
EXCHANGERIGHT SECURITIES, LLC
EXCHANGERIGHT SECURITIES, LLC

CRD#: 283430 / SEC#: , 8-69753

BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information


Main Address
1055 E. Colorado Blvd., Suite 310, Pasadena, CA 91106
Mailing Address
1055 E. Colorado Blvd., Suite 310, Pasadena, CA 91106
Phone number
(626) 564-1031
Established
California since 01/06/2016
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
EXCHANGERIGHT HOLDINGS, LLCOWNER
DRYDEN, SUSANA KAYCHIEF COMPLIANCE OFFICER, MANAGING MEMBER5327906
THOMAS, WARREN JESSE MCEWINPRESIDENT, MANAGING MEMBER2299254
THORNTON, STEVEN LEEFINOP4496384
UNGERECHT, JOSHUA PAULCEO, MANAGING MEMBER5183573

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


EXCHANGERIGHT SECURITIES, LLC

CRD#: 283430Pasadena, CA 91106

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