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CRD#: 283430
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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

EXCHANGERIGHT SECURITIES, LLC is located at 1055 E. Colorado Blvd., Suite 310, Pasadena, CA 91106 and was first established at Los Angeles, California in 01/06/2016. After operating for 10 years, EXCHANGERIGHT SECURITIES, LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of EXCHANGERIGHT SECURITIES, LLC’s clients are individuals and 0% of their clients are high net worth individuals. EXCHANGERIGHT SECURITIES, LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at EXCHANGERIGHT SECURITIES, LLC are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access EXCHANGERIGHT SECURITIES, LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at EXCHANGERIGHT SECURITIES, LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for EXCHANGERIGHT SECURITIES, LLC Comes From

Understanding the Statistics for EXCHANGERIGHT SECURITIES, LLC and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
No Disclosures

FIRM INFORMATION

Main Address
1055 E. Colorado Blvd., Suite 310, Pasadena, CA 91106
Mailing Address
1055 E. Colorado Blvd., Suite 310, Pasadena, CA 91106
Firm Size
Small
Phone Number
(626) 564-1031
Established
California since 01/06/2016
Firm Type
Limited Liability Company
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS

Customer Relationship Summary (CRS / FINRA)

DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
EXCHANGERIGHT HOLDINGS, LLCOWNER
DRYDEN, SUSANA KAYCHIEF COMPLIANCE OFFICER, MANAGING MEMBER5327906
THOMAS, WARREN JESSE MCEWINPRESIDENT, MANAGING MEMBER2299254
THORNTON, STEVEN LEEFINOP4496384
UNGERECHT, JOSHUA PAULCEO, MANAGING MEMBER5183573

The Importance of Understanding a Firm’s Role when Evaluating an Advisor

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Advisor's working at EXCHANGERIGHT SECURITIES, LLC

WT

Warren Jesse Mcewin Thomas

Warren J. M. Thomas
RR
CRD#: 2299254
Location:
Pasadena, CA 91106
Company:
LIGHTHOUSE CAPITAL GROUP, LLC
Disclosures:
Experience:
33 years
View Profile
WP

Willard Nmn Powers

Will Powers Jr, Will Powers, Willard Powers Jr, Willard Nmn Powers
RR
CRD#: 2180629
Location:
Pasadena, CA 91106
Company:
EXCHANGERIGHT SECURITIES, LLC
Disclosures:
Experience:
34 years
View Profile
KM

Kara Lynn Malcom

Kara Lynn Halle, Kara Lynne Howard, Kara Lynn Howard, Kara Howard, Kara Lynn Malcom
RR
CRD#: 4157676
Location:
Pasadena, CA 91106
Company:
EXCHANGERIGHT SECURITIES, LLC
Disclosures:
Experience:
25 years
View Profile
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