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GS

Gurminder Singh

GSP SECURITIES LLC
NEW YORK, NY 10017
Some features on this profile are disabled
CRD#: 7311342
GS

Professional summary

Gurminder Singh, who also goes by Singh Gurminder, is a registered financial professional currently at GSP SECURITIES LLC located in New York, New York.

Gurminder is registered as a RR (Registered Representative) and started their career in finance in 2021. Gurminder has worked at 1 firm and has passed the Series 27 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Singh Gurminder

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Gurminder Singh's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 14, 2021 - Present

GSP SECURITIES LLC

Office #1: 22 Vanderbilt 6th Floor, New York, NY, 10017
BD
CRD#: 146250
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

Principal/Supervisory Exam
RR
Series 27
Date: 4/14/2021
Financial and Operations Principal Examination
SRO Registrations
RR
FINRA

Current Firm

GS
GSP SECURITIES LLC
GSP SECURITIES LLC

CRD#: 146250 / SEC#: , 8-67802

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
22 Vanderbilt 6th Floor, New York, NY, 10017
Mailing Address
22 Vanderbilt 6th Floor, New York, NY, 10017
Phone number
(212) 850-4900
Established
Delaware since 04/27/2007
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (4 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
GALATIOTO SPORTS PARTNERS LLCSOLE MEMBER
KATCHER, BRADLEY IRACO-MANAGING DIRECTOR4264454
LANDOLPHI, PHILIP FRANKCO-MANAGING DIRECTOR, COO, CCO, CFO, ALT. POO1705526
SINGH, GURMINDERFINOP, PFO, POO7311342

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

GSP SECURITIES LLC

CRD#: 146250New York, NY 10017

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