David A. Geraty
Professional summary
David Andrew Geraty is a registered financial professional currently at BA SECURITIES, LLC located in Eden Prairie, Minnesota.
David is registered as a RR (Registered Representative) and started their career in finance in 1981. David has worked at 9 firms and has passed the Series 63, Series 79TO, SIE, Series 87, Series 86, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view David Andrew Geraty's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 11, 2023 - Present
BA SECURITIES, LLC
Office #1: 7480 Flying Cloud Drive, Eden Prairie, MN 55344September 14, 2011 - January 13, 2023
NORTHLAND SECURITIES, INC.
June 8, 2011 - August 2, 2011
AGENCY TRADING GROUP, INC.
March 6, 2009 - June 8, 2011
BURCH & COMPANY, INC
February 6, 2004 - July 14, 2006
RBC CAPITAL MARKETS CORPORATION
April 6, 1998 - February 6, 2004
RBC CAPITAL MARKETS, LLC
January 21, 1993 - April 6, 1998
WESSELS, ARNOLD & HENDERSON, L.L.C.
February 4, 1988 - November 9, 1992
TRUIST SECURITIES, INC.
May 18, 1981 - January 12, 1988
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/28/2025)
(5/1/2024)
(1/17/2023)
(7/25/2025)
(4/3/2024)
(8/27/2024)
(1/12/2023)
(10/10/2025)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
BA SECURITIES, LLC
CRD#: 153489 / SEC#: , 8-68545
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BA HOLDCO, LLC | OWNER | |
| BOLDEN, MICHAEL LABRADOR | CHIEF COMPLIANCE OFFICER | 6411755 |
| CHUFF, JOHN JOSEPH | PRESIDENT | 1205736 |
| HATLING, PEDER ALAN | PRINCIPAL | 5240595 |
| JUILIANO, COLLEEN JANE | FINOP | 4818898 |
| KELLER-YOUNG, SUZANNE | OPERATIONS MANAGER | 5495492 |
| PICKENS, DANIEL NEHIL | PRINCIPAL | 1042225 |
| WENTZLER, DENNIS RAYMOND | CHIEF OPERATIONS OFFICER & AML OFFICER | 4221461 |
Red Flags
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