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Stuart Snowden Howard-smith

CRD# 731067·Registered 2020 - 2022
Previously Registered: Being a previously registered professional could mean that Stuart is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Stuart Snowden Howard-smith, who also goes by Stuart Snowden Howardsmith, was a registered financial advisor. Stuart was a previously registered financial professional and started their career in finance 2020 - 2022. Stuart had worked at 1 firm and has passed the Series 63, Series 82TO and SIE exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Stuart Snowden Howardsmith

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

6 years in the financial services industry

Current & Past Employments

OCP CAPITAL, LLC·CRD# 143381
BD
Wellington, FL
June 19, 2020 - April 15, 2022

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Current Firm

OC
OCP CAPITAL, LLC

OCP CAPITAL, LLC | OUNAVARRA CAPITAL PARTNERS | OUNAVARRA CAPITAL LLC

CRD#: 143381 / SEC#: 8-67556
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

12156 Longwood Green Dr, Wellington, FL 33414

Mailing Address

12156 Longwood Green Dr, Wellington, FL 33414

Phone Number

(917) 656-5997

Established

Delaware since 01/11/2007

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (2 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
CHIMERA CAPITAL PARTNERS, LLCMEMBER—
RUDMAN, GEORGE PAULPRESIDENT, CCO, FINOP2757828

Disclosures

Regulatory Event

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 2020About the Series 63 exam

Series 82TO — Limited Representative-Private Securities Offerings

Passed Jun 2020About the Series 82TO exam

SIE — Securities Industry Essentials Examination

Passed May 2020About the SIE exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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