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George Paul Rudman

OCP CAPITAL
Wellington, FL
·CRD# 2757828·7 years experience

Professional Summary

George Paul Rudman, who also goes by George Rudwau, is a registered financial advisor currently at OCP CAPITAL, LLC located in Wellington, Florida. George is registered as a RR (Registered Representative) and started their career in finance in 2019. George has worked at 1 firm and has passed the Series 63, Series 31, Series 7TO, SIE, Series 28 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

George Rudwau

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

7 years in the financial services industry

Current & Past Employments

OCP CAPITAL, LLC·CRD# 143381
BD
Wellington, FL
December 17, 2019 - Present

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Current Firm

OC
OCP CAPITAL, LLC

OCP CAPITAL, LLC | OUNAVARRA CAPITAL PARTNERS | OUNAVARRA CAPITAL LLC

CRD#: 143381 / SEC#: 8-67556
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

12156 Longwood Green Dr, Wellington, FL 33414

Mailing Address

12156 Longwood Green Dr, Wellington, FL 33414

Phone Number

(917) 656-5997

Established

Delaware since 01/11/2007

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (2 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
CHIMERA CAPITAL PARTNERS, LLCMEMBER—
RUDMAN, GEORGE PAULPRESIDENT, CCO, FINOP2757828

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Florida
(1/23/2023)
RR
New York
(1/3/2020)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 2019About the Series 63 exam

Series 31 — Futures Managed Funds Examination

Passed Jan 2021About the Series 31 exam

Series 7TO — General Securities Representative Examination

Passed Dec 2019About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Nov 2019About the SIE exam

Series 28 — Introducing Broker/Dealer Financial Operations Principal Examination

Passed Jul 2020About the Series 28 exam

Series 24 — General Securities Principal Examination

Passed Dec 2019About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view George Paul Rudman's CRS (Customer Relationship Summary).

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