Mckenna R. Duncan

REALIZED FINANCIAL

AUSTIN, TX 78701

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CRD#: 7310472

Professional summary

Mckenna Rose Duncan, who also goes by Kenna Duncan, Mckenna Duncan, is a registered financial advisor currently at REALIZED FINANCIAL, INC. located in Austin, Texas.

Mckenna is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2021. Mckenna has worked at 2 firms and has passed the Series 65, Series 63, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kenna Duncan | Mckenna Duncan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Tillman Enterprises, not investment related, no financial interest, 4 hours a week devoted to activity

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mckenna Rose Duncan's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Mckenna Rose Duncan's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 9, 2022 - Present

REALIZED FINANCIAL, INC.

Office #1: 500 W. 13th Street, Austin, TX 78701Office #2: 500 W. 13th Street, Austin, TX 78701

RIA

CRD#: 22333

AUSTIN, TX

Current

February 9, 2022 - Present

REALIZED FINANCIAL, INC.

Office #1: 500 W. 13th Street, Austin, TX 78701Office #2: 500 W. 13th Street, Austin, TX 78701

RIA

CRD#: 22333

AUSTIN, TX

Past

September 27, 2021 - February 15, 2022

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

AUSTIN, TX

Past

March 16, 2021 - February 15, 2022

EQUITABLE ADVISORS, LLC

CRD#: 6627

AUSTIN, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(3/31/2022)

California
(3/31/2022)

Colorado
(3/31/2022)

Florida
(3/31/2022)

Georgia
(3/31/2022)

Hawaii
(3/24/2025)

Illinois
(9/3/2024)

Indiana
(2/13/2025)

Kentucky
(3/31/2022)

Louisiana
(2/28/2025)

Massachusetts
(3/31/2022)

Michigan
(3/31/2022)

Mississippi
(11/4/2024)

New Jersey
(3/31/2022)

New York
(3/31/2022)

North Carolina
(3/22/2024)

Ohio
(3/31/2022)

Oregon
(3/31/2022)

Tennessee
(1/18/2024)

Texas
(2/9/2022)

IAR

Texas
(2/9/2022)

Utah
(3/31/2022)

Washington
(3/31/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/20/2021

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/28/2021

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 3/16/2021

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/30/2020

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

REALIZED FINANCIAL, INC.

REALIZED FINANCAL, INC. | THORNHILL SECURITIES, INC. | THORNHILL BROKERAGE, INC. | REALIZED FINANCIAL, INC.

CRD#: 22333 / SEC#: 801-70703, 8-39659

RIA

Registered Investment Advisory firm - SEC (3/25/2015 Terminated)

New Jersey

Registered Investment Advisory firm - SEC (6/27/2014 Approved)

Texas

Registered Investment Advisory firm - SEC (6/6/2014 Approved)

Broker-Dealer Firm Regulated by FINRA (Dallas district office)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

500 W. 13th Street, Austin, TX 78701

Mailing Address

500 W. 13th Street, Austin, TX 78701

Phone number

(512) 472-7171

Established

Texas since 03/29/1988

Firm type

Corporation

Fiscal year end

March

Firm Size

Small

# of Employees

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Direct owners and executive officers

Name	Position	CRD#
REALIZED HOLDINGS INC	CORPORATION
DAHILL, DAVID P	CEO	6581024
DAHILL, DAVID P	FINOP	6581024
ELLIOTT, STEPHANIE NICOLE	CCO	2476636
ELLIOTT, STEPHANIE NICOLE	PRESIDENT	2476636
MEDINA, GABRIEL O	COO	5061047

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Mckenna R. Duncan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mckenna Rose Duncan's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Mckenna Rose Duncan's CRS (Customer Relationship Summary).

Certified licenses

Experience

REALIZED FINANCIAL, INC.

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/20/2021

Series 63

Date: 5/28/2021

Series 7TO

Date: 3/16/2021

SIE

Date: 10/30/2020

FINRA

Current Firm

REALIZED FINANCIAL, INC.

Contact information

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

REALIZED FINANCIAL, INC.

TRUST BUT VERIFY

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