Stephanie Nicole Elliott
Professional Summary
Stephanie Nicole Elliott, who also goes by Stephanie Nicole Apke, Stephanie Nicole Elliott, Stephanie N Elliott, is a registered financial advisor currently at REALIZED FINANCIAL, INC. located in Austin, Texas. Stephanie is registered as a RR (Registered Representative) and started their career in finance in 1994. Stephanie has worked at 4 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 6 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Stephanie Nicole Apke, Stephanie Nicole Elliott, Stephanie N Elliott
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
32 years in the financial services industry
Current & Past Employments
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Current Firm
REALIZED FINANCAL, INC. | THORNHILL SECURITIES, INC. | THORNHILL BROKERAGE, INC. | REALIZED FINANCIAL, INC.
Contact Information
Main Address
500 W. 13th Street, Austin, TX 78701Mailing Address
500 W. 13th Street, Austin, TX 78701Phone Number
(512) 472-7171Established
Texas since 03/29/1988Firm Type
CorporationFiscal Year End
MarchFirm Size
Small# of Employees
14FINRA licenses (51 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed May 1994About the Series 6 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Stephanie Nicole Elliott's CRS (Customer Relationship Summary).
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