Jane R. Kornblut
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jane Rosenberg Kornblut, who also goes by Jane Rosenberg, was a registered financial advisor .
Jane is a previously registered financial advisor and started their career in finance in 1981. Jane had worked at 10 firms and has passed the Series 65, Series 63, Series 5, Series 7, Series 24, Series 4 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 23, 2009 - January 3, 2014
NORTH STAR INVESTMENT MANAGEMENT CORPORATION
December 23, 2009 - January 3, 2014
NORTH STAR INVESTMENT SERVICES, INC.
October 16, 2009 - October 16, 2009
NORTH STAR INVESTMENT MANAGEMENT CORPORATION
June 2, 2006 - October 16, 2009
IC ADVISORY SERVICES, INC.
January 23, 2003 - June 2, 2006
THE INVESTMENT CENTER, INC.
October 9, 2002 - October 16, 2009
THE INVESTMENT CENTER, INC.
October 1, 2002 - October 2, 2002
NATIONAL SECURITIES CORPORATION
July 1, 1998 - October 1, 2002
LISS FINANCIAL SERVICES
December 10, 1997 - July 7, 1998
R. D. KUSHNIR & CO.
October 30, 1991 - December 31, 1997
OAK RIDGE INVESTMENTS, INC.
December 19, 1986 - November 20, 1991
MESIROW INVESTMENT SERVICES, INC.
May 18, 1981 - January 6, 1987
MESIROW FINANCIAL, INC.
Primary Firm SEC Registration
NORTH STAR INVESTMENT MANAGEMENT CORPORATION
CRD#: 117681 / SEC#: 801-62013
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 10/22/1981
Interest Rate Options ExaminationSeries 8
Date: 3/17/1992
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
NORTH STAR INVESTMENT MANAGEMENT CORPORATION
CRD#: 117681 / SEC#: 801-62013
Contact information
SEC notice filing (31 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 2,532 |
| AUM (Assets Under Management) | $ 2,280,660,353 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/21/2024 | ||
| 08/28/2023 | ||
| 09/27/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
