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SP

Scott T. Padula

THE BANK STREET GROUP L.L.C.
Stamford, CT 06902
Some features on this profile are disabled
CRD#: 7310183
SP

Professional summary

Scott Thomas Padula is a registered financial professional currently at THE BANK STREET GROUP L.L.C. located in Stamford, Connecticut.

Scott is registered as a RR (Registered Representative) and started their career in finance in 2021. Scott has worked at 2 firms and has passed the Series 63, Series 79TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Scott Thomas Padula's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 30, 2023 - Present

THE BANK STREET GROUP L.L.C.

Office #1: 333 Ludlow Street 3rd Floor, South Tower, Stamford, CT, 06902
BD
CRD#: 116269
Stamford, CT
Past

March 31, 2021 - March 28, 2023

PIPER SANDLER & CO.

BD
CRD#: 665
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Connecticut
(3/30/2023)
RR
New York
(3/30/2023)

Exams

State Security Law Exam
RR
Series 63
Date: 3/4/2021
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 3/30/2021
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 2/23/2021
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

TB
THE BANK STREET GROUP L.L.C.
THE BANK STREET GROUP | THE BANK STREET GROUP L.L.C.

CRD#: 116269 / SEC#: , 8-53542

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information

Main Address
333 Ludlow Street 3rd Floor, South Tower, Stamford, CT, 06902
Mailing Address
333 Ludlow Street 3rd Floor, South Tower, Stamford, CT, 06902
Phone number
(203) 252-2800
Established
Delaware since 05/07/2001
Firm type
Limited Liability Company
Fiscal year end
June
Firm Size
Small
# of Employees

FINRA licenses (27 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
BANK STREET HOLDINGS LLCHOLDING COMPANY OF MEMBERSHIP INTERESTS
BECKETT, JON PETERMANAGING DIRECTOR1888149
BURNAT, ROBERT MARKFINANCIAL & OPERATIONS PRINCIPAL1262266
HENRY, JAMES HOWLANDSENIOR MANAGING DIRECTOR/CFO2449629
LUKAJ, RICHARD STEELESENIOR MANAGING DIRECTOR/CEO/CCO/AMLCO2555602

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

THE BANK STREET GROUP L.L.C.

CRD#: 116269Stamford, CT 06902

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