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MR

Michael E. Rapkoch

OPEN LANE CAPITAL ADVISORS
DALLAS, TX 75205
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CRD#: 7309859
MR

Professional summary


Michael Eugene Rapkoch is a registered financial professional currently at OPEN LANE CAPITAL ADVISORS, LLC located in Dallas, Texas.

Michael is registered as a RR (Registered Representative) and started their career in finance in 2021. Michael has worked at 2 firms and has passed the Series 63, Series 99TO, Series 82TO, Series 79TO, SIE and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Michael Eugene Rapkoch's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

September 5, 2024 - Present

OPEN LANE CAPITAL ADVISORS, LLC

Office #1: 4514 Cole Avenue Suite 600, Dallas, TX 75205Office #2: 4514 Cole Avenue Suite 600, Dallas, TX 75205
BD
CRD#: 329114
DALLAS, TX
Past

January 5, 2021 - September 16, 2024

TEXAS CORPORATE CAPITAL ADVISORS

BD
CRD#: 135671
DALLAS, TX

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Texas
(9/11/2024)

Exams


State Security Law Exam
RR
Series 63
Date: 2/27/2021
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 9/5/2024
Operations Professional Examination
General Industry/Product Exam
RR
Series 82TO
Date: 7/27/2024
Limited Representative-Private Securities Offerings
General Industry/Product Exam
RR
Series 79TO
Date: 1/5/2021
Investment Banking Registered Representative Examination
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


OL
OPEN LANE CAPITAL ADVISORS, LLC
OPEN LANE CAPITAL ADVISORS, LLC

CRD#: 329114 / SEC#: , 8-71193

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information


Main Address
4514 Cole Avenue Suite 600, Dallas, TX 75205
Mailing Address
100 Crescent Court, Suite 700, Dallas, TX 75201
Phone number
(817) 368-0952
Established
Texas since 10/04/2023
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)


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Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
RAPKOCH, MICHAEL EUGENEPRESIDENT/CEO/CCO/MEMBER7309859
LEGAYE, DANIEL EUGENE SRFINOP/CFO/PFO/POO1055035

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


OPEN LANE CAPITAL ADVISORS, LLC

CRD#: 329114Dallas, TX 75205

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