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Hunter J Sims

CLEARWATER CAPITAL PARTNERS
HOFFMAN ESTATES, IL
·CRD# 7308968·5 years experience

Professional Summary

Hunter J Sims is a registered financial advisor currently at CLEARWATER CAPITAL PARTNERS located in Hoffman Estates, Illinois. Hunter is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Hunter has worked at 1 firm and has passed the Series 65 exam.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

5 years in the financial services industry

Current & Past Employments

CLEARWATER CAPITAL PARTNERS·CRD# 139886
RIA
2800 West Higgins Road Suite 1025, Hoffman Estates, IL 60169
March 12, 2021 - Present

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Current Firm

CC
CLEARWATER CAPITAL PARTNERS

BORHART SPELLMEYER & COMPANY-PRIVATE WEALTH MANAGEMENT, LLC | CLEARWATER CAPITAL PARTNERS, LLC | CLEARWATER CAPITAL PARTNERS | CLEARWATER CAPITAL ADVISORS, LLC | BSC PRIVATE WEALTH MANAGEMENT, LLC

CRD#: 139886 / SEC#: 801-70905
RIA
Registered Investment Advisory firm - SEC (1/4/2010 Approved)
Illinois
Registered Investment Advisory firm - Illinois (1/7/2010 Terminated)
Indiana
Registered Investment Advisory firm - Indiana (12/4/2009 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

2800 West Higgins Road Suite 1025, Hoffman Estates, IL 60169

Phone Number

(847) 841-8650

# of Employees

23

SEC notice filing (31 States and Territories)

Registered to provide investment advisory services in 31 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

CLEARWATER CAPITAL PARTNERS ADV PART 2A (4/27/2026)

Regulatory Assets Under Management

Total Number of Accounts

2,793

AUM (Assets Under Management)

$1,681,301,200

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

University of Cambridge, Judge Business School, Cambridge Centre for Alternative Finance, not investment related, 10 Trumpington Street, Cambridge, CB2 1QA. Research Centre covering tech-enabled financial innovation. Associate Director of Business & Operations. Started May 2019. I devote approximated 160 hours per month to this business, roughly 80 of which are during securities trading hours. I provide direction for development of the research centre, work on new business development from grant funders, manage the organization's budget, manage projects and relationships with internal and external stakeholders. Financial Innovation Commons Ltd. Not investment related.10 Trumpington Street, Cambridge CB2 1QA. Holding Company for shareholding equity stake in Regulatory Genome Development Ltd. Director & Member. November 2020. Less than 1 hour per month dedicated to this activity all outside securities trading hours. Governance over the shareholder agreement for Regulatory Genome Development Ltd., with shares held in FINCO, the Limited Company. Regulatory Genome Development Ltd. Not Investment Related. 208 Mill Road, Cambridge, Cambridgeshire, CB1 3NF. Creates applications based on machine-readable regulation and developing a marketplace for third party development on the global corpus of machine-readable regulation. Shareholder, via Finance Innovation Commons, Ltd. November, 2020. Less than 1 hour per month dedicated to this activity, all outside securities trading hours. I only maintain a financial interest in this company, as I will have no voting rights & am not involved in the management or operational decisions of the entity in any regard.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CC
CLEARWATER CAPITAL PARTNERS

BORHART SPELLMEYER & COMPANY-PRIVATE WEALTH MANAGEMENT, LLC | CLEARWATER CAPITAL PARTNERS, LLC | CLEARWATER CAPITAL PARTNERS | CLEARWATER CAPITAL ADVISORS, LLC | BSC PRIVATE WEALTH MANAGEMENT, LLC

CRD#: 139886 / SEC#: 801-70905
RIA
Registered Investment Advisory firm - SEC (1/4/2010 Approved)
Illinois
Registered Investment Advisory firm - Illinois (1/7/2010 Terminated)
Indiana
Registered Investment Advisory firm - Indiana (12/4/2009 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Illinois
(3/12/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Mar 2021About the Series 65 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Hunter J Sims's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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