Van Schepers
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Van Schepers was a registered financial professional .
Van is a previously registered financial professional and started their career in finance in 2023. Van had worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 6, 2024 - November 6, 2025
AUDENT GLOBAL ASSET MANAGEMENT, LLC
December 22, 2023 - March 25, 2024
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 6, 2023 - March 25, 2024
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
AUDENT GLOBAL ASSET MANAGEMENT, LLC
CRD#: 308166 / SEC#: 801-118707
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 10/6/2023
General Securities Representative ExaminationCurrent Firm
AUDENT GLOBAL ASSET MANAGEMENT, LLC
CRD#: 308166 / SEC#: 801-118707
Contact information
SEC notice filing (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 398 |
| AUM (Assets Under Management) | $ 433,680,906 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
