Steven M. Swierkowski

COUNTERWEIGHT PRIVATE WEALTH

Wilmington, NC 28401

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CRD#: 7307193

Professional summary

Steven Matthew Swierkowski is a registered financial advisor currently at COUNTERWEIGHT PRIVATE WEALTH located in Wilmington, North Carolina.

Steven is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Steven has worked at 4 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.NC HIGH SCHOOL ATHLETIC ASSOCIATION LACROSSE REFEREE, ADDRESS: RALEIGH, NC, START DATE: 02/01/2020, 15 HOURS PER MONTH/ 0 DURING NORMAL BUSINESS HOURS, NON INVESTMENT RELATED, Less than 10% annual compensation, 2. INSURANCE BROKER- GUARDIAN, ADDRESS: 2626 GLENWOOD AVE, SUITE 450, RALEIGH, NC 27608, START DATE: 05/17/2021, 1 HOUR PER MONTH/ 0 DURING NORMAL BUSINESS HOURS, INVESTMENT RELATED, Less than 10% annual compensation,

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Matthew Swierkowski's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 12, 2023 - Present

COUNTERWEIGHT PRIVATE WEALTH

Office #1: 404 N. 3rd Street Suite 107, Wilmington, NC 28401

RIA

CRD#: 327880

Wilmington, NC

Past

March 16, 2022 - October 10, 2023

TRUCLARITY WEALTH ADVISORS

RIA

CRD#: 305145

Raleigh, NC

Past

May 20, 2021 - March 25, 2022

PARK AVENUE SECURITIES LLC

RIA

CRD#: 46173

RALEIGH, NC

Past

May 20, 2021 - March 25, 2022

PARK AVENUE SECURITIES LLC

CRD#: 46173

RALEIGH, NC

Past

February 10, 2021 - May 7, 2021

WOODBURY FINANCIAL SERVICES, INC.

RIA

CRD#: 421

HUNTERSVILLE, NC

Past

November 20, 2020 - May 7, 2021

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

HUNTERSVILLE, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

COUNTERWEIGHT PRIVATE WEALTH

COUNTERWEIGHT PRIVATE WEALTH | COUNTERWEIGHT VENTURES, LLC

CRD#: 327880 / SEC#: 801-128694

RIA

Registered Investment Advisory firm - (9/7/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(10/12/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/9/2021

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 11/20/2020

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 6/27/2020

Securities Industry Essentials Examination

Current Firm

COUNTERWEIGHT PRIVATE WEALTH

COUNTERWEIGHT PRIVATE WEALTH | COUNTERWEIGHT VENTURES, LLC

CRD#: 327880 / SEC#: 801-128694

RIA

Registered Investment Advisory firm - (9/7/2023 Approved)

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Contact information

Main Address

404 N. 3rd Street Suite 107, Wilmington, NC 28401

Mailing Address

Phone number

(919) 726-6124

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

COUNTERWEIGHT PRIVATE WEALTH ADV 2A (3/28/2025)

Regulatory assets under management

Total Number of Accounts	337
AUM (Assets Under Management)	$ 167,766,325

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Steven M. Swierkowski

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Matthew Swierkowski's CRS (Customer Relationship Summary).

Certified licenses

Experience

TRUCLARITY WEALTH ADVISORS

PARK AVENUE SECURITIES LLC

PARK AVENUE SECURITIES LLC

WOODBURY FINANCIAL SERVICES, INC.

WOODBURY FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

COUNTERWEIGHT PRIVATE WEALTH

State Registrations and Notice Filings

Exams

Series 66

Date: 2/9/2021

Series 7TO

Date: 11/20/2020

SIE

Date: 6/27/2020

Current Firm

COUNTERWEIGHT PRIVATE WEALTH

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

COUNTERWEIGHT PRIVATE WEALTH

TRUST BUT VERIFY

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